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JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_feb8b5b5-62d3-4ecb-b5de-23e50c7a3fbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: O'Neil Joan (EVP, Knowledge and Learning)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 748.0000 | $0.0000 | Acquired | 1815.0000 | Direct |
| 2017-04-30 | Class A Common | M | 597.0000 | — | Acquired | 2412.0000 | Direct |
| 2017-04-30 | Class A Common | M | 250.0000 | $0.0000 | Acquired | 2662.0000 | Direct |
| 2017-04-30 | Class A Common | M | 200.0000 | — | Acquired | 2862.0000 | Direct |
| 2017-04-30 | Class A Common | M | 118.0000 | $0.0000 | Acquired | 2980.0000 | Direct |
| 2017-04-30 | Class A Common | F | 807.0000 | $52.7000 | Disposed | 2173.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $0.0000 | M | 748.0000 | Disposed | Class A Common (748.0000) | Direct | |
| 2017-04-30 | Restricted Performance Units | $ | M | 200.0000 | Disposed | 2022-06-26 | Class A Common (200.0000) | Direct |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 118.0000 | Disposed | Class A Common (118.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 250.0000 | Disposed | Class A Common (250.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 597.0000 | Disposed | Class A Common (597.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 24, 2015, the reporting person was granted 470 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 25, 2013, the reporting person was granted 500 Restricted Share Units, to vest on the April 30th of the 4th and 5th anniversary year of the grant.
F8: On June 22, 2016, the reporting person was granted 2,390 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.