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JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_1c01352f-e059-4d5e-a4e6-c45608202f58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: Allin Mark (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 3760.0000 | — | Acquired | 11126.0000 | Direct |
| 2017-04-30 | Class A Common | M | 3100.0000 | $0.0000 | Acquired | 14226.0000 | Direct |
| 2017-04-30 | Class A Common | M | 1485.0000 | $0.0000 | Acquired | 15711.0000 | Direct |
| 2017-04-30 | Class A Common | M | 1150.0000 | — | Acquired | 16861.0000 | Direct |
| 2017-04-30 | Class A Common | M | 939.0000 | $0.0000 | Acquired | 17800.0000 | Direct |
| 2017-04-30 | Class A Common | F | 4850.0000 | $52.7000 | Disposed | 12950.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $0.0000 | M | 3100.0000 | Disposed | Class A Common (3100.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 939.0000 | Disposed | Class A Common (939.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 1150.0000 | Disposed | Class A Common (1150.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 1485.0000 | Disposed | Class A Common (1485.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 3760.0000 | Disposed | Class A Common (3760.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 24, 2015, the reporting person was granted 1,877 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017.
F7: On June 25, 2013, the reporting person was granted 2,300 restricted stock units, vesting in two annual installments on April 30 2017 and 2018.
F8: On June 24, 2015, the reporting person was granted 5,940 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F9: On June 22, 2016, the reporting person was granted 15,043 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.