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JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_e48c007a-9b5e-4290-b7ca-8595f1b4b9d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: Elfenbein Reed (SVP, International Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 1389.0000 | $0.0000 | Acquired | 12260.0000 | Direct |
| 2017-04-30 | Class A Common | M | 615.0000 | $0.0000 | Acquired | 12875.0000 | Direct |
| 2017-04-30 | Class A Common | M | 435.0000 | — | Acquired | 13310.0000 | Direct |
| 2017-04-30 | Class A Common | F | 1206.0000 | $52.7000 | Disposed | 12104.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $0.0000 | M | 1389.0000 | Disposed | Class A Common (1389.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 435.0000 | Disposed | Class A Common (435.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 615.0000 | Disposed | Class A Common (615.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 22, 2016, the reporting person was granted 1,739 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.
F7: This exercise consists of 417 units represented by a settlement of PSU's granted as RSU's on June 24, 2015, and 198 units represented by the grant of 790 RSU's on June 24, 2015 vesting in four equal annual installments on April 30th following the initial award date.