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JAKKS PACIFIC INC — Director's Dealing 2021
Nov 22, 2021
33653_dirs_2021-11-22_c0696497-4dd2-432a-9268-01077c2170f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2021-11-20
Reporting Person: Kimble John Louis (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-20 | Common Stock | M | 3922 | $10.93 | Acquired | 37606 | Direct |
| 2021-11-20 | Common Stock | M | 13360 | $10.93 | Acquired | 50966 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-20 | Restricted Stock Unit ("RSU") | $ | M | 3922 | Disposed | Common Stock (3922) | Direct | |
| 2021-11-20 | Restricted Stock Unit ("RSU") | $ | M | 13360 | Disposed | Common Stock (13360) | Direct |
Footnotes
F1: Vested according to the terms of the RSU described in a previous filing.
F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
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