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JAKKS PACIFIC INC — Director's Dealing 2017
Nov 8, 2017
33653_dirs_2017-11-08_6b5059ec-78fc-413d-871c-0ced3281b707.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2017-11-07
Reporting Person: Oasis Management Co Ltd. (10% Owner)
Reporting Person: Oasis Investments II Master Fund Ltd. (10% Owner)
Reporting Person: Fischer Seth (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-07 | Convertible Senior Notes (the "Existing Notes") | $8.7438 | S | Disposed | 2018-08-01 | Common Stock, par value $0.001 (2464603) | Indirect |
Footnotes
F1: $21,550,000 aggregate principal amount of Existing Notes were exchanged for $21,550,000 aggregate principal amount of certain new Convertible Senior Notes pursuant to the terms and conditions of that certain Exchange Agreement dated as of November 7, 2017 by and between the Company and Oasis II Fund (as defined below).
F2: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.
F3: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.