Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

JAKKS PACIFIC INC Director's Dealing 2016

Mar 29, 2016

33653_dirs_2016-03-29_0a4b818b-0a47-47da-85f6-046ba48312a1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2016-03-25

Reporting Person: MCGRATH JOHN JOSEPH (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-25 Common Stock A 134058 $6.90 Acquired 166858 Direct

Footnotes

F1: Represents the closing price of the Issuer's common stock on 3/24/16, as reported by Nasdaq.

F2: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

F3: Such 134,058 shares were issued pursuant to the Holder's Employment Agreement with the Issuer and are further subject to the terms of that certain March 25, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer.

F4: The 134,058 shares will vest in three tranches, with each tranche equal to 1/3 of the total grant. The initial tranche will vest on the date in 2017 as of which the vesting condition is determined to be satisfied with the succeeding tranches vesting on the one- and two-year anniversaries of the first vesting date in 2018 and 2019.