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JAKKS PACIFIC INC Director's Dealing 2016

Jul 25, 2016

33653_dirs_2016-07-25_518f77f2-620f-4296-88fa-8a75b26c3e5e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2016-07-07

Reporting Person: SOON-SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-07 Common Stock S 51342 $8.353 Disposed 2536815 Indirect
2016-07-21 Common Stock S 67151 $9.03 Disposed 2276180 Indirect
2016-07-22 Common Stock S 15126 $9.43 Disposed 2261054 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 239622 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant $16.2823 2017-09-12 Common Stock (1500000) 1500000 Indirect

Footnotes

F1: These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average price per share. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital Z") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F2: Dr. Patrick Soon-Shiong is the sole member of California Capital Z.

F3: California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.