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JAKKS PACIFIC INC — Director's Dealing 2016
Sep 21, 2016
33653_dirs_2016-09-21_b02b02cd-cdd2-4641-a7c0-7e00f557d279.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2016-04-27
Reporting Person: Pine River Capital Management L.P. (10% Owner)
Reporting Person: Pine River MASTER FUND LTD. (10% Owner)
Reporting Person: TAYLOR BRIAN (10% Owner)
Reporting Person: Pine River Capital Management LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 4.875% Convertible Senior Notes due 2020 | $ | 2020-06-01 | Common Stock (300908) | Indirect | |
| 4.25% Convertible Senior Notes due 2018 | $ | 2018-08-01 | Common Stock (1983131) | Indirect |
Footnotes
F1: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's common stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.
F2: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
F3: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.