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JAKKS PACIFIC INC Director's Dealing 2015

Nov 24, 2015

33653_dirs_2015-11-24_c8bd0618-7451-47e4-975c-e8fc5ca0f151.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2015-11-20

Reporting Person: SOON-SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-20 Common Stock S 41687 $7.9983 Disposed 4079263 Indirect
2015-11-23 Common Stock S 118209 $8.0041 Disposed 3961054 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 239622 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant $16.2823 2017-09-12 Common Stock (1500000) 1500000 Indirect

Footnotes

F1: These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average sale price. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F2: Dr. Soon-Shiong is the sole member of California Capital.

F3: California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Soon-Shiong is the sole member of California Capital Equity, LLC.