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JAKKS PACIFIC INC — Director's Dealing 2015
Nov 24, 2015
33653_dirs_2015-11-24_c8bd0618-7451-47e4-975c-e8fc5ca0f151.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2015-11-20
Reporting Person: SOON-SHIONG PATRICK (10% Owner)
Reporting Person: California Capital Z, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | Common Stock | S | 41687 | $7.9983 | Disposed | 4079263 | Indirect |
| 2015-11-23 | Common Stock | S | 118209 | $8.0041 | Disposed | 3961054 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 239622 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $16.2823 | 2017-09-12 | Common Stock (1500000) | 1500000 | Indirect |
Footnotes
F1: These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average sale price. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
F2: Dr. Soon-Shiong is the sole member of California Capital.
F3: California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Soon-Shiong is the sole member of California Capital Equity, LLC.