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JAKKS PACIFIC INC — Director's Dealing 2004
Jul 15, 2004
33653_dirs_2004-07-15_ab440e83-cd61-4bf9-94b7-07bfc020c3e7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: JAKKS PACIFIC INC (JAKK)
CIK: 0001009829
Period of Report: 2004-07-02
Reporting Person: Bennett Joel M (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-07-02 | Common Stock | G | 490 | — | Disposed | 146760 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 146760 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $16.25 | 2007-07-11 | Common Stock (20000) | 20000 | Direct |
| Options | $7.875 | 2006-06-22 | Common Stock (61869) | 61869 | Direct |
| Options | $7.875 | 2006-05-08 | Common Stock (3001) | 3001 | Direct |
| Options | $7.875 | 2005-12-30 | Common Stock (6200) | 6200 | Direct |
| Options | $7.875 | 2005-02-09 | Common Stock (14133) | 14133 | Direct |
Footnotes
F1: Holder's rights to 120,000 of such shares are subject to the terms of that certain March 27, 2003 Restricted Stock Award Agreement by and between the Holder and the Issuer. Such Agreement (i) prohibits the Holder from selling, assigning, transferring, pledging or otherwise encumbering 60,000 of such 120,000 shares prior to January 1, 2005; and (ii) provides that the Holder will forfeit his rights to all or some of such 60,000 shares unless certain conditions precedent are met prior to January 1, 2005. Upon such forfeiture, the Agreement provides, inter alia, that such forfeited shares will become authorized but unissued shares of the Issuer's common stock.
F2: This option is immediately exercisable, except as follows: 3,000 shares become exercisable on 7/12/04, 5,000 shares become exercisable on 7/12/05 and 6,000 shares become exercisable on 7/12/06.
F3: This option is immediately exercisable, except as follows 21,836 shares become exercisable on 6/23/05.
F4: This option is immediately exercisable, except as follows: 1,058 shares become exercisable on 5/8/05.
F5: This option is immediately exercisable, except as follows: 2,656 shares become exercisable on 12/30/04.
F6: This option is immediately exercisable