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ITT INC. — Director's Dealing 2013
Nov 15, 2013
30448_dirs_2013-11-15_7cc1dc1d-08a9-4cc3-8f3e-220e5de99bb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ITT Corp (ITT)
CIK: 0000216228
Period of Report: 2013-11-14
Reporting Person: Fealing Burt M (SVP, General Counsel and Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-14 | Common Stock | M | 7970 | $19.965 | Acquired | 34008 | Direct |
| 2013-11-14 | Common Stock | M | 7035 | $21.529 | Acquired | 41043 | Direct |
| 2013-11-14 | Common Stock | S | 15005 | $41.106 | Disposed | 26038 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Employee Stock Option (right to buy) | $19.965 | M | 7970 | Disposed | 2020-03-05 | Common stock (7970) | Direct |
| 2013-11-14 | Employee Stock Option (right to buy) | $21.529 | M | 7035 | Disposed | 2021-03-03 | Common stock (7035) | Direct |
Footnotes
F1: This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $41.05 to $41.26 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: These options are fully vested and exercisable.
F3: Beginning on March 3, 2012, these options began to vest in three equal annual installments.