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ITT INC. — Director's Dealing 2013
Nov 20, 2013
30448_dirs_2013-11-20_0b20fd77-fa56-4e8d-a909-cea4f426e655.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ITT Corp (ITT)
CIK: 0000216228
Period of Report: 2013-11-18
Reporting Person: Chicles Aris C (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | M | 8621 | $19.816 | Acquired | 79692 | Direct |
| 2013-11-18 | Common Stock | S | 8621 | $40.895 | Disposed | 71071 | Direct |
| 2013-11-19 | Common Stock | M | 4300 | $19.816 | Acquired | 75371 | Direct |
| 2013-11-19 | Common Stock | S | 4300 | $40.501 | Disposed | 71071 | Direct |
| 2013-11-20 | Common Stock | M | 9329 | $19.816 | Acquired | 80400 | Direct |
| 2013-11-20 | Common Stock | S | 9329 | $40.519 | Disposed | 71071 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-18 | Employee Stock Option (right to buy) | $19.816 | M | 8621 | Disposed | 2015-03-10 | Common Stock (8621) | Direct |
| 2013-11-19 | Employee Stock Option (right to buy) | $19.816 | M | 4300 | Disposed | 2015-03-10 | Common Stock (4300) | Direct |
| 2013-11-20 | Employee Stock Option (right to buy | $19.816 | M | 9329 | Disposed | 2015-03-10 | Common Stock (9329) | Direct |
Footnotes
F1: This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $40.80 to $40.93 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $40.50 to $40.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: This price represents the approximate weighted average price per share of common stock (each, a ?Share?) of ITT Corporation (the ?Issuer?), of sales that were executed at prices ranging from $40.50 to $40.63. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4: These options are fully vested and exercisable.
F5: These options are fully vested and exercisable.
F6: These options are fully vested and exercisable.