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IRIDEX CORP — Director's Dealing 2015
Feb 18, 2015
34978_dirs_2015-02-18_c657eb16-c57e-4c9c-88e0-d611382a4503.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2015-02-17
Reporting Person: Steckel Ronald (VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-17 | Common Stock | M | 625 | $3.856 | Acquired | 32589 | Direct |
| 2015-02-17 | Common Stock | S | 625 | $9.7936 | Disposed | 31964 | Direct |
| 2015-02-17 | Common Stock | M | 1025 | $3.99 | Acquired | 32989 | Direct |
| 2015-02-17 | Common Stock | S | 1025 | $9.7936 | Disposed | 31964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-17 | Stock Option Right to Buy | $3.856 | M | 625 | Disposed | 2017-01-01 | Common Stock (625) | Direct |
| 2015-02-17 | Stock Option Right to Buy | $3.99 | M | 1025 | Disposed | 2016-04-16 | Common Stock (1025) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Selling Plan adopted by the reporting person on 3/5/13.
F2: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
F3: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.
F4: The shares shall vest as follows: 12/48ths of the shares shall vest 12 months after the Vesting Commencement Date and 1/48th of the shares shall vest each month thereafter.