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IRIDEX CORP Director's Dealing 2015

Aug 22, 2015

34978_dirs_2015-08-21_50b35ba5-dcba-489c-b68c-ec67e5c59d92.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2015-08-19

Reporting Person: Mackaness James H (CFO and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-19 Common Stock M 1879 $4.31 Acquired 46931 Direct
2015-08-19 Common Stock S 2373 $7.15 Disposed 45052 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-08-19 Stock Option Right to Buy $4.31 M 2373 Disposed 2017-04-29 Common Stock (2373) Direct

Footnotes

F1: The sale reported in this Form 4 is a sell to cover transaction.

F2: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.

F3: Shares subject to the option are fully vested and exercisable.