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IRIDEX CORP — Director's Dealing 2015
Aug 22, 2015
34978_dirs_2015-08-21_50b35ba5-dcba-489c-b68c-ec67e5c59d92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2015-08-19
Reporting Person: Mackaness James H (CFO and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-19 | Common Stock | M | 1879 | $4.31 | Acquired | 46931 | Direct |
| 2015-08-19 | Common Stock | S | 2373 | $7.15 | Disposed | 45052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-19 | Stock Option Right to Buy | $4.31 | M | 2373 | Disposed | 2017-04-29 | Common Stock (2373) | Direct |
Footnotes
F1: The sale reported in this Form 4 is a sell to cover transaction.
F2: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
F3: Shares subject to the option are fully vested and exercisable.
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