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IRIDEX CORP Director's Dealing 2014

Jun 10, 2014

34978_dirs_2014-06-09_8118e742-e750-4f18-a7b5-6072fc520d6c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-06-06

Reporting Person: FITCH SANFORD (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-06 Common Stock M 5000 $5.26 Acquired 5000 Direct
2014-06-06 Common Stock S 5000 $8.39 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-06 Stock Option Right to Buy $5.26 M 5000 Disposed 2014-06-29 Common Stock (5000) Direct

Footnotes

F1: This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.

F2: The shares vest as follows: 1/12th of the shares shall vest one month after the Vesting Commencement Date and 1/12th each month thereafter.