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IRIDEX CORP — Director's Dealing 2014
Jun 10, 2014
34978_dirs_2014-06-09_8118e742-e750-4f18-a7b5-6072fc520d6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-06-06
Reporting Person: FITCH SANFORD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-06 | Common Stock | M | 5000 | $5.26 | Acquired | 5000 | Direct |
| 2014-06-06 | Common Stock | S | 5000 | $8.39 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-06 | Stock Option Right to Buy | $5.26 | M | 5000 | Disposed | 2014-06-29 | Common Stock (5000) | Direct |
Footnotes
F1: This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
F2: The shares vest as follows: 1/12th of the shares shall vest one month after the Vesting Commencement Date and 1/12th each month thereafter.
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