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IRIDEX CORP Director's Dealing 2014

Aug 27, 2014

34978_dirs_2014-08-27_80c56c92-af7c-494e-9dd7-817efad00020.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-08-19

Reporting Person: MOORE WILLIAM M (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-19 Common Stock M 15000 $4.30 Acquired 97396 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-19 Stock Option Right to Buy $4.30 M 15000 Disposed 2014-09-28 Common Stock (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 78944 Indirect

Footnotes

F1: This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.

F2: Shares subject to the option are fully vested and immediately exercisable.