Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

IRIDEX CORP Director's Dealing 2014

Sep 5, 2014

34978_dirs_2014-09-05_63bfbb55-b231-469b-8604-0097735c0d52.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-09-05

Reporting Person: BlueLine Catalyst Fund IX, L.P. (Director, 10% Owner)
Reporting Person: BlueLine Capital Partners, L.P. (Director, 10% Owner)
Reporting Person: BlueLine Capital Partners II, L.P. (Director, 10% Owner)
Reporting Person: BlueLine Capital Partners III, LP (Director, 10% Owner)
Reporting Person: BlueLine Partners, L.L.C. (Director, 10% Owner)
Reporting Person: BlueLine Partners II, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-03 Common Stock P 300 $7.98 Disposed 2522105 Direct
2014-09-04 Common Stock P 200 $7.99 Disposed 2522305 Direct
2014-09-05 Common Stock P 7932 $7.99 Disposed 2530237 Direct

Footnotes

F1: These securities were acquired by BlueLine Catalyst Fund IX, L.P. As described in Amendment No. 4 to Schedule 13D ("Amendment No. 4") filed on October 25, 2007 with respect to the securities owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund VIII, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., as of the date of Amendment No. 4, the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act and accordingly each Reporting Entity may have been deemed to have beneficial ownership of 10% or more of the securities.