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IRIDEX CORP — Director's Dealing 2014
Nov 12, 2014
34978_dirs_2014-11-12_c8f7ee7d-187c-456c-a3bc-cdac507dfd32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IRIDEX CORP (IRIX)
CIK: 0001006045
Period of Report: 2014-11-10
Reporting Person: BlueLine Catalyst Fund IX, L.P. (Director, 10% Owner)
Reporting Person: BlueLine Capital Partners, L.P. (Director, 10% Owner)
Reporting Person: BlueLine Capital Partners II, L.P. (Director, 10% Owner)
Reporting Person: BlueLine Capital Partners III, LP (Director, 10% Owner)
Reporting Person: BlueLine Partners, L.L.C. (Director, 10% Owner)
Reporting Person: BlueLine Partners II, LLC (Director, 10% Owner)
Reporting Person: Meridian OHC Partners, LP (Director, 10% Owner)
Reporting Person: TSV Investment Partners, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-10 | Common Stock | P | 12798 | $8.02 | Acquired | 2541885 | Direct |
| 2014-10-12 | Common Stock | P | 17237 | $8.11 | Acquired | 2559122 | Direct |
Footnotes
F1: These securities were acquired by Meridian OHC Partners, L.P. Meridian OHC Partners, L.P. has agreed to be identified as part of a "group" under Section 13(d) of the Securities Exchange Act. The other members of the group include BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., and TSV Investment Partners, LLC, which is the general partner of Meridian OHC Partners, L.P. Each Reporting Entity may have been deemed to have beneficial ownership of 10% or more of the securities.