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IRESS LIMITED — Major Shareholding Notification 2013
Jun 2, 2013
65141_rns_2013-06-02_2b09624d-644a-40d0-8c18-590e6b0928ba.pdf
Major Shareholding Notification
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$03 - 06 - 13; 17:01$ $\overline{\phantom{a}}$
Facsimile Transmission
$\mathsf{P}\mathsf{I}$ ASSET MANAGEMENT
Hyperion Asset Management Limited
;617 3020 3701
$#$ $\sim$ 1 $\times$ $\overline{7}$
| Level 22 307 Queen Street |
||
|---|---|---|
| To: Company: |
Company Announcements Office ASX |
Brisbane Old 4000 GPO Box1205 Brisbane Qld 4001 |
| Fax No: | 1300 135 638 | Telephone 07 3020 3737 Facsimile 07 3020 3701 |
| From: | I W Harrison | www.hyperion.com.au [email protected] |
| Date: | 3 June 2013 | |
| Subject: | Notice of change of interests of substantial holder | |
| Pages (incl. Cover): |
Please find following a Form 604 Notice of change of interests of substantial holder for holdings in Iress Limited by Hyperion Asset Management Limited.
$g'w$ /for
Mr I W Harrison Company Secretary
Hyperlon Asset Management Limited ABN 80 080 135 897
ryperion Asset Management Limited Abiv ou vou 130 637
The information contained first transmission is confidential and may contain legally privileged information intended for the named recipient only. If you are not the in

;617 3020 3701 $#$ $2\,/\,$ 604 Page 1 of 2 15 July 2001
$\overline{\phantom{a}}$
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Iress Limited |
|---|---|
| ACN/ARSN | 060 313 359 |
1. Details of substantial holder (1)
| Name | Hyperion Asset Management Limited (Hyperion) | |||||
|---|---|---|---|---|---|---|
| ACN/ARSN (if applicable) | ACN 080 135 897 | |||||
| There was a change in the interests of the substantial holder on |
30/05/2013 | |||||
| The previous notice was given to the company on | 09/11/2011 | |||||
| The previous notice was dated | 09/11/2011 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary fully paid | 15,349,992 | 12.08% | 16,838,812 | 13.09% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Refer Annexure А |
|||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder Έ. |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Refer Annexure | |||||
$3/$ $\overline{7}$
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |||||
|---|---|---|---|---|---|---|
| Hyperion Asset Management Limited The Thomas and the company of the company |
Level 22, 307 Queen Street, Brisbane, QLD 4000 | The contract the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of t | Charles Carried Controllers | |||
Signature
| print name | Ian W Harrison | capacity | Company Secretary |
|---|---|---|---|
| sign here $9'$ h / for | date | 03/06/2013 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition. Details m $(7)$ happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. - If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. (9)
IRESS LIMITED
Annexure A
From 11/11/2011 through 30/05/2013
HYPERION
| Security Code: | IRE ASX | ||||
|---|---|---|---|---|---|
| From Date |
Date ۴ |
Person Whose Relevant Interest Changed | Nature of Change |
Consideration | Number of Securities |
| $1 - Nov-1$ | 30-May-13 | 덕 Auscoal Superannuation Pty |
n BU |
1,210,118.03 | 162,903 |
| 11-Nov-11 | 30-May-13 | BUSS (Queensland) Pty Ltd | Nue R |
1,105,498.88 | 161,784 |
| 11-Nov-11 | 30-May-13 | Commonwealth Bank Officers Superannuation Corporation Pty Ltd | š | 803,505.89 | 93,314 |
| 11-Nov-11 | 30-May-13 | Coal Mining (Long Service Leave) Funding Corporation | า ส |
492,069.89 | 73,351 |
| 11-Nov-11 | 30-May-13 | CoINVEST Limited | λ Β |
527,510.02 | 71,642 |
| 11-Nov-11 | 30-May-13 | Electricity Supply Industry Superannuation (QLD) Ltd | 白 | 613,531.86 | 99,438 |
| $11 - NoV - 11$ | 30-May-13 | The Greater Metropolitan Cemetaries Trust | n Si |
277,527.84 | 41,329 |
| $11 - Nov - 11$ | $30-May-13$ | Health Super Pty Ltd | N S |
5,833,811.87 | 913,975 |
| 11 Nov 11 | 30-May-13 | Hyperion Flagship Investments Limited | LER | $-1,368,000.000$ | $-200,000$ |
| $11 - Nov - 11$ | 30-May-13 | Hyperion Australian Growth Companies Fund | ήùε | 841,233.47 | 104,050 |
| 11-Nov-11 | 30-May-13 | ries Hyperion Global SICAV - Australian Growth Compar |
딞 | $-217,456.3$ | $-33,000$ |
| 11-Nov-11 | $30$ -May-13 | Hyperion Small Growth Companies Fund | $\frac{1}{2}$ | 4,385,399.71 | 545,330 |
| 11-Nov-11 | $30$ -May-13 | Hyperion Small Growth Companies Fund | $\frac{1}{5}$ | $-182,108.00$ | $-23,607$ |
| 11-Nov-11 | 30-May-13 | Insurance Commission Western Australia | NUS | 385,309.96 | 62,449 |
| 11-Nov-11 | 30-May-13 | Optimix Wholesale Australian Share Trust | NUR | 5,950,274.99 | 838,352 |
| 11-Nov-11 | 30-May-13 | Optimix Wholesale Australian Share Trust | 딞 | $-3,674,491.68$ | -484,704 |
| 11-Nov-11 | 30-May-13 | Innova Australian Share Fund | YUR | 544,894.98 | 73,339 |
| $1 - \text{Nov-1}$ | 30-May-13 | KARU Ply Ltd ATF Murdoch Family Trust No 1 | SELL | $-38,523.17$ | -5,363 |
| $11 - Nov - 11$ | 30-May-13 | ision Statewide Superannuation Pty Ltd - Local Super Div |
ńβ | 693,840.49 | 110,883 |
| 11 Nov 1 | 30-May-13 | ision Statewide Superannuation Pty Ltd - Local Super Div |
도 - SELI |
860,983.89 | $-108,573$ |
| 11-Nov-11 | $30$ -May-13 | Maritime Super Pty Ltd | N, G | 137,002.43 | 17,200 |
| 11-Nov-11 | 30-May-13 | E Meat Industry Employees' Superannuation Fund Pty |
КĘ | 99,719.44 | 16,162 |
| 11-Nov-11 | $30$ -May-13 | Commonwealth Superannuation Corporation | Кņв | 291,168.40 | 40,353 |
| 11-Nov-11 | 30-May-13 | Commonwealth Superannuation Corporation | LES | -4,011,275.94 | -658,666 |
| 11-Nov-11 | 30-May-13 | ment Trust Murdoch Investments Pty Ltd ATF The Scope Invest |
LELS | $-12,825.60$ | $-1,889$ |
| 11-Nov-11 | 30-May-13 | United Super Pty Ltd | $\sum_{i=1}^{n}$ | 1,757,763.43 | 284,889 |
| $11-Nov-11$ | 30-May-13 | The University of Queensland | ЗŨК | 181,459.53 | 29,410 |
| $11-Nov-11$ | 30-May-13 | Vision Australia Foundation ATO Vision Australia Trust | NUR | 64,606.01 | 10,471 |
| $11 - Nov-11$ | 30-May-13 | Vision Australia Foundation ATO Vision Australia Trust | 니 SEI |
$-925,474.92$ | $-115,654$ |
| 11-Nov-11 | 30-May-13 | Hyperion Ast Mgt - Aust Clients | YQ B |
315,298.9 | 42,366.0 |
| 11-Nov-11 | 30-May-13 | Hyperion Ast Mgt - Aust Clients | Li SELI |
$-117,346.$ | $-18,947.0$ |
| 11-Nov-11 | 30-May-13 | Individually Managed Accounts | ั อิ |
66,830.1 | 9,718.0 |
| 11-Nov-11 | 30-May-13 | Individually Managed Accounts | 딢 | $-117,278.9$ | $-16,471.0$ |
| 11-Nov-11 | 30-May-13 | Transferred Out | -4,539,030.8 | 647,014.0 | |
| terests of substantial holder | |||||
| This is Annexure "A" of 1 page as mentioned in form 604 Notice of change of int | |||||
بمصر メノ $\mathbf{I}$
Company Secretary
Signed by
Capacity:
$03 - 06 - 13; 17:01;$
;617 3020 3701
$#$ $4/$
DATE 3 June 2013
$\overline{\phantom{a}}$
IRESS LIMITED
Annexure B - Registered Holders
As At: 30 May 2013
| Security Code: | IRE ASX | |||||
|---|---|---|---|---|---|---|
| Relevant Interest Holder of |
Registered Holder of Security | Person entitled to be Registered as Holder |
Nature of Relevant Interest | Class and Number of Securities | Votes Personal |
|
| Hyperion | Superannuation Pty Ltd A/C > JP Morgan Chase Nominees Pty Ltd < Auscoal |
Auscoal Superannuation Pty BT |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
Paid | 1,534,558 Ordinary Fully | 1,534,558 |
| Hyperion | BNP Paribas Australia Ltd < BUSS (QUEENSLAND) PTY LTD A/C > |
BUSS (Queensland) Pty Ltd | holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
543,299 Ordinary Fully Paid | 543,299 | |
| Hyperion | Superannuation Fund Pty Ltd Limited < CBA Officers Citicorp Nominees Pty A/C > |
Pty Ltd <commonwealth bankCommonwealth Bank Officers Superannuation Corporation Group Super> |
name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
Paid | 1,125,112 Ordinary Fully | 1,125,112 |
| Hyperion | JP Morgan Chase Nominees Pty Ltd < Coal Mining (Long Service Leave) Funding Corporation A/C > |
Leave) Funding Corporation Coal Mining (Long Service |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
319,578 Ordinary Fully Paid | 319,578 | |
| Hyperion | JP Morgan Chase Nominees Pty Ltd < ColNVEST Limited A/C > |
CoINVEST Limited | holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
244,039 Ordinary Fully Paid | 244,039 | |
| Hyperion | Electricity Supply Industry National Nominees Ltd < Super A/C > |
Superannuation (QLD) Ltd Electricity Supply Industry |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
803,264 Ordinary Fully Paid | 803,264 | |
| Hyperion | Limited < FAWKNER A/C > Citicorp Nominees Pty |
The Greater Metropolitan Cemetaries Trust |
name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
87,827 Ordinary Fully Paid | 87,827 |
HYPERICON
J.
$\sim$
$5/$
$\overline{\phantom{a}}$
$#$
| Hyperion | JP Morgan Chase Nominees Pty Ltd < Health Super Pty Ltd A/C > |
Health Super Pty Ltd | holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
2,700,506 Ordinary Fully Paid |
2,700,506 | |
|---|---|---|---|---|---|---|
| Hyperion | Limited < Hyperion Australian Growth Companies Fund A/C Citicorp Nominees Pty $\Lambda$ |
Hyperion Australian Growth Companies Fund |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
867,556 Ordinary Fully Paid | 867,556 | |
| Hyperion | Growth Companies Fund A/C Limited < Hyperion Small Citicorp Nominees Pty $\Lambda$ |
Hyperion Small Growth Companies Fund |
name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
700,436 Ordinary Fully Paid | 700,436 | |
| Hyperion | BNP Paribas Australia Ltd < Insurance Commission of Western Australia A/C > |
Australia | name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Insurance Commission Western Hyperion Asset Management Limited, in its dispoal of securities |
685,519 Ordinary Fully Paid | 685,519 | |
| Hyperion | JP Morgan Chase Nominees Λ Pty Ltd < Optimix Wholesale Australian Share Trust A/C |
Optimix Wholesale Australian Share Trust |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
2,437,653 Ordinary Fully Paid |
2,437,653 | |
| Hyperion | State Street Australia Pty Ltd < Innova Australian Share Fund A/C > |
Innova Australian Share Fund | holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
73,339 Ordinary Fully Paid | 73,339 | |
| Hyperion | Limited < KARU A/C > Citicorp Nominees Pty |
KARU Pty Ltd ATF Murdoch Family Trust No 1 |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
13,937 Ordinary Fully Paid | 13,937 | |
| Hyperion | JP Morgan Chase Nominees Pty Ltd < Local Super SA-NT AC > |
ا प Statewide Superannuation Ltd - Local Super Division |
name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
451,340 Ordinary Fully Paid | 451,340 | |
| Hyperion | Λ Maritime Super Pty Ltd A/C National Nominees Ltd < |
Maritime Super Pty Ltd | name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
578,682 Ordinary Fully Paid | 578,682 |
$03 - 06 - 13$ ; 17:01 ;
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;617 3020 3701
$#$ 6/ 7
| 254,654 | 1,903 | 3,092,096 | 168,520 | 88,374 | 66,620 | 16,838,812 | ||
|---|---|---|---|---|---|---|---|---|
| 254,654 Ordinary Fully Paid | 1,903 Ordinary Fully Paid | 3,092,096 Ordinary Fully | 168,520 Ordinary Fully Paid | 146,579 Ordinary Fully Paid | 15,500 Ordinary Fully Paid | |||
| Paid | ||||||||
| name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
holdings for the persons or trusts listed beside its name, has the power to control voting and /or the capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
name, has the power to control voting and /or the holdings for the persons or trusts listed beside its capacity as Investment Manager or in its own Hyperion Asset Management Limited, in its dispoal of securities |
This is Annexure,"B" of 3 pages as mentioned in form 604 Notice of change of interests of substantial holder | ||
| Superannuation Fund Pty Ltd Meat Industry Employees' |
Murdoch Investments Pty Ltd ATF The Scope Investment Trust |
United Super Pty Ltd | The University of Queensland | Hyperion Ast Mgt - Aust Clients | Date: 3 June 2013 | |||
| JP Morgan Chase Nominees Employees' Superannuation Pty Ltd < Meat Industry Fund Pty Ltd A/C > |
Limited < Scope Investment Trust A/C > Citicorp Nominees Pty |
United Super Pty Ltd A/C > ۷ National Nominees Ltd |
Limited < University of Citicorp Nominees Pty Queensland A/C |
Individually Managed Accounts |
HYPERION IMA | Ì. | Company Secretary | |
| Hyperion | Hyperion | Hyperion | Hyperion | Hyperion | Hyperion | Signed by: | Capacity: |