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Invivyd, Inc. — Director's Dealing 2021
Aug 13, 2021
33564_dirs_2021-08-12_ca2d9d4d-7a26-4d30-9b97-a72daba4ec4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adagio Therapeutics, Inc. (ADGI)
CIK: 0001832038
Period of Report: 2021-08-10
Reporting Person: Gerngross Tillman U. (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | C | 25860700 | — | Acquired | 27845995 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Series A Preferred Stock | $ | C | 5000000 | Disposed | Common Stock (25000000) | Indirect | |
| 2021-08-10 | Series B Preferred Stock | $ | C | 44076 | Disposed | Common Stock (220380) | Indirect | |
| 2021-08-10 | Series C Preferred Stock | $ | C | 128064 | Disposed | Common Stock (640320) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock automatically converted, without payment of additional consideration, into Common Stock on a 5:1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock and had no expiration date.
F2: These shares are held by Adimab, LLC (the "LLC"). The Reporting Person is an officer and member of the Board of Directors of the LLC and, as such, may be deemed to have shared voting and investment power with respect to the shares held by the LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.