Invivyd, Inc. — Director's Dealing 2021

Aug 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Adagio Therapeutics, Inc. (ADGI)
CIK: 0001832038
Period of Report: 2021-08-10

Reporting Person: MITHRIL II LP (10% Owner)
Reporting Person: Mithril II GP LP (10% Owner)
Reporting Person: Mithril II UGP LLC (10% Owner)
Reporting Person: THIEL PETER (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-10	Common Stock	C	9244580	—	Acquired	9244580	Direct
2021-08-10	Common Stock	P	1997000	$17.00	Acquired	11241580	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-10	Series A Preferred Stock	$	C	1250000	Disposed		Common Stock (6250000)	Direct
2021-08-10	Series B Preferred Stock	$	C	176304	Disposed		Common Stock (881520)	Direct
2021-08-10	Series C Preferred Stock	$	C	422612	Disposed		Common Stock (2113060)	Direct

Footnotes

F1: Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock automatically converted, without payment of additional consideration, into 5 shares of Common Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock and had no expiration date.

F2: These shares are held of record by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II") and GP II is the general partner of II LP. Ajay Royan ("Royan"), a member of the Issuer's board of directors, is the sole managing member of UGP II and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by II LP. Peter Thiel ("Thiel") and Royan are the members of the investment committee of GP II. The investment committee makes all investment decisions with respect to shares held by II LP and may be deemed to have shared voting, investment and dispositive power with respect to such shares. Each of UGP II, GP II, Thiel and Royan disclaims beneficial ownership of the shares held by II LP, except to the extent of their respective pecuniary interests therein, if any.