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Invivyd, Inc. — Director's Dealing 2021
Aug 13, 2021
33564_dirs_2021-08-12_6f431c14-aec6-4c12-8799-93a4c5e1bf02.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adagio Therapeutics, Inc. (ADGI)
CIK: 0001832038
Period of Report: 2021-08-10
Reporting Person: Adimab, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | C | 25860700 | — | Acquired | 27845995 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Series A Preferred Stock | $ | C | 5000000 | Disposed | Common Stock (25000000) | Direct | |
| 2021-08-10 | Series B Preferred Stock | $ | C | 44076 | Disposed | Common Stock (220380) | Direct | |
| 2021-08-10 | Series C Preferred Stock | $ | C | 128064 | Disposed | Common Stock (640320) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock automatically converted, without payment of additional consideration, into Common Stock on a 5:1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock and had no expiration date.
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