Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

INVESTSMART GROUP LIMITED Major Shareholding Notification 2013

Nov 6, 2013

65130_rns_2013-11-06_dc2ada35-0593-45f6-b082-f10c5f9fbfd5.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

_____________________________________________________ Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

____________________________________________________

To Company Name/Scheme Australasian Wealth Investments Limited (ASX code: AWK) ABN 111 772 359

1. Details of substantial holder (1)

Name Contango Asset Management Limited ACN/ARSN (if applicable) 085 487 421

The date of this notice is 06/11/13 There was a change in the interests of the substantial holder on 31/10/13 The previous notice was given to the company on 15/10/13 The previous notice was dated 16/10/13

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous noticePerson's votes Previous notice Votingpower (5) Present noticePerson's votes Present Notice Votingpower (5)
OrdinaryFullyPaid Shares 5,714,284 10.01% 5,714,284 6.01%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

follows:
Date of**Change ** Person whose interest has changed Nature of change Co nsideration F Number of Ord.ully Paid Shares Person’svotes
31/10/13 Change in voting power due to increase in issued capital only

4. Present relevant interests

Contango Asset Management Limited performs the role of investment manager for its clients. Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of RelevantInterest Registered Holderof Securities Person entitled tobe registered holder Class and Numberof Securities Person's votesAffected
Contango AssetManagement Limited National Nominees Limited Contango Managed Investment Scheme Ord Shares 515,963
National Nominees Limited Contango Microcap Ltd Ord Shares 3,722,518
BNP Paribas Nominees PtyLimited Media Super Limited Microcap Fund Ord Shares 1,475,803

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/a N/a

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Contango Asset Management Limited Level 27,35 Collins Street,Melbourne,VIC 3000
Contango MicrocapLimited Level 27,35 Collins Street,Melbourne,VIC 3000
Contango Managed Investment Scheme Level 27,35 Collins Street,Melbourne,VIC 3000
National Nominees Limited GPO Box 1406,Melbourne,VIC,3001
BNP Paribas Nominees PtyLimited PO Box R209,Royal Exchange,NSW 1225
Media Super Limited MicrocapFund Level 10,45 Clarence Street,Sydney,NSW 2000

Signature

==> picture [73 x 58] intentionally omitted <==

Name GLENN FOWLES Capacity COMPANY SECRETARY date 06/11/2013