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INTUITIVE SURGICAL INC — Director's Dealing 2017
Jun 6, 2017
29809_dirs_2017-06-06_29840cb0-259e-4922-869d-1812b5c5a7be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUITIVE SURGICAL INC (ISRG)
CIK: 0001035267
Period of Report: 2017-06-05
Reporting Person: Samath Jamie (VP & Principal Accounting Offi)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-05 | Common Stock | M | 130 | $692.99 | Acquired | 130 | Direct |
| 2017-06-05 | Common Stock | S | 130 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 135 | $535.16 | Acquired | 135 | Direct |
| 2017-06-05 | Common Stock | S | 135 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 182 | $533.05 | Acquired | 182 | Direct |
| 2017-06-05 | Common Stock | S | 182 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 165 | $514.0 | Acquired | 165 | Direct |
| 2017-06-05 | Common Stock | S | 165 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 130 | $459.14 | Acquired | 130 | Direct |
| 2017-06-05 | Common Stock | S | 130 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 73 | $383.73 | Acquired | 73 | Direct |
| 2017-06-05 | Common Stock | S | 73 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 1000 | $490.07 | Acquired | 1000 | Direct |
| 2017-06-05 | Common Stock | S | 1000 | $921.26 | Disposed | 0 | Direct |
| 2017-06-05 | Common Stock | M | 131 | $444.09 | Acquired | 131 | Direct |
| 2017-06-05 | Common Stock | S | 131 | $921.26 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $383.73 | M | 73 | Disposed | 2023-08-15 | Common Stock (73) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $444.09 | M | 131 | Disposed | 2024-02-18 | Common Stock (131) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $459.14 | M | 130 | Disposed | 2024-08-15 | Common Stock (130) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $490.07 | M | 1000 | Disposed | 2023-05-07 | Common Stock (1000) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $514.0 | M | 165 | Disposed | 2025-02-17 | Common Stock (165) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $533.05 | M | 182 | Disposed | 2025-08-17 | Common Stock (182) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $535.16 | M | 135 | Disposed | 2026-02-16 | Common Stock (135) | Direct |
| 2017-06-05 | Non-Qualified Stock Option (right to buy) | $692.99 | M | 130 | Disposed | 2026-08-15 | Common Stock (130) | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.
F2: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
F3: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
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