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INTUITIVE SURGICAL INC — Director's Dealing 2017
Mar 16, 2017
29809_dirs_2017-03-16_5e785c42-93be-4b3f-8cbd-89401275e44d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUITIVE SURGICAL INC (ISRG)
CIK: 0001035267
Period of Report: 2017-03-15
Reporting Person: Samath Jamie (VP & Prin. Acc Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-15 | Common Stock | M | 358 | $459.14 | Acquired | 896 | Direct |
| 2017-03-15 | Common Stock | S | 358 | $750.0 | Disposed | 538 | Direct |
| 2017-03-15 | Common Stock | M | 802 | $383.73 | Acquired | 1340 | Direct |
| 2017-03-15 | Common Stock | S | 802 | $750.0 | Disposed | 538 | Direct |
| 2017-03-15 | Common Stock | M | 2750 | $490.07 | Acquired | 3288 | Direct |
| 2017-03-15 | Common Stock | S | 2750 | $750.0 | Disposed | 538 | Direct |
| 2017-03-15 | Common Stock | M | 358 | $444.09 | Acquired | 896 | Direct |
| 2017-03-15 | Common Stock | S | 358 | $750.0 | Disposed | 538 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-15 | Non-Qualified Stock Option (right to buy) | $383.73 | M | 802 | Disposed | 2023-08-15 | Common Stock (802) | Direct |
| 2017-03-15 | Non-Qualified Stock Option (right to buy) | $444.09 | M | 358 | Disposed | 2024-02-18 | Common Stock (358) | Direct |
| 2017-03-15 | Non-Qualified Stock Option (right to buy) | $459.14 | M | 358 | Disposed | 2024-08-15 | Common Stock (358) | Direct |
| 2017-03-15 | Non-Qualified Stock Option (right to buy) | $490.07 | M | 2750 | Disposed | 2023-05-07 | Common Stock (2750) | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.
F2: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
F3: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
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