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INTUIT INC. — Director's Dealing 2021
Apr 6, 2021
29790_dirs_2021-04-05_c5dce435-dd7e-482d-8398-45548f5de49b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2021-04-01
Reporting Person: SMITH BRAD D (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 1294 | — | Acquired | 353990 | Direct |
| 2021-04-01 | Common Stock | M | 811 | $0.0 | Acquired | 354801 | Direct |
| 2021-04-01 | Common Stock | M | 444 | $0.0 | Acquired | 355245 | Direct |
| 2021-04-01 | Common Stock | M | 308 | $0.0 | Acquired | 355553 | Direct |
| 2021-04-01 | Common Stock | F | 1046 | $395.23 | Disposed | 354507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Restricted Stock Unit | $ | M | 1294 | Disposed | Common Stock (1294) | Direct | |
| 2021-04-01 | Restricted Stock Unit | $ | M | 811 | Disposed | Common Stock (811) | Direct | |
| 2021-04-01 | Restricted Stock Unit | $ | M | 444 | Disposed | Common Stock (444) | Direct | |
| 2021-04-01 | Restricted Stock Unit | $ | M | 308 | Disposed | Common Stock (308) | Direct |
Footnotes
F1: Represents the deferred release of 1,236 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022.
F2: Includes 75 shares of common stock acquired by the reporting person on 3/15/2021 through the Intuit Inc. Employee Stock Purchase Plan.
F3: Represents the deferred release of 775 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022.
F4: 1-for-1
F5: Represents release date for 1,236 vested restricted stock units and the vesting and release date for 58 restricted stock units.
F6: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.
F7: Represents release date for 775 vested restricted stock units and the vesting and release date for 36 restricted stock units.
F8: Represents vesting and release date for this tranche of restricted stock units.