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INTUIT INC. — Director's Dealing 2021
Jun 1, 2021
29790_dirs_2021-06-01_dc56aa46-fdbc-4c4e-adf6-788cbcf98880.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2021-05-27
Reporting Person: SMITH BRAD D (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-27 | Common Stock | M | 163061 | $107.25 | Acquired | 517568 | Direct |
| 2021-05-27 | Common Stock | S | 7475 | $428.1785 | Disposed | 510093 | Direct |
| 2021-05-27 | Common Stock | S | 11660 | $429.1401 | Disposed | 498433 | Direct |
| 2021-05-27 | Common Stock | S | 35177 | $430.2513 | Disposed | 463256 | Direct |
| 2021-05-27 | Common Stock | S | 35060 | $431.0559 | Disposed | 428196 | Direct |
| 2021-05-27 | Common Stock | S | 31873 | $432.1591 | Disposed | 396323 | Direct |
| 2021-05-27 | Common Stock | S | 26717 | $433.0162 | Disposed | 369606 | Direct |
| 2021-05-27 | Common Stock | S | 10568 | $434.1183 | Disposed | 359038 | Direct |
| 2021-05-27 | Common Stock | S | 400 | $434.93 | Disposed | 358638 | Direct |
| 2021-05-27 | Common Stock | S | 2431 | $436.2065 | Disposed | 356207 | Direct |
| 2021-05-27 | Common Stock | S | 1700 | $436.9223 | Disposed | 354507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-27 | Non-Qualified Stock Option (right to buy) | $107.25 | M | 163061 | Disposed | 2022-07-22 | Common Stock (163061) | Direct |
Footnotes
F1: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021.
F2: This transaction was executed in multiple trades ranging from $427.65 to $428.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades ranging from $428.66 to $429.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades ranging from $429.66 to $430.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades ranging from $430.66 to $431.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades ranging from $431.66 to $432.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades ranging from $432.66 to $433.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades ranging from $433.66 to $434.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades ranging from $434.68 to $435.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades ranging from $435.80 to $436.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This transaction was executed in multiple trades ranging from $436.80 to $437.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: Represents final vest date for this grant.