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INTUIT INC. — Director's Dealing 2021
Oct 5, 2021
29790_dirs_2021-10-04_6ac23f6d-38ef-42ea-91f5-dc1632ba3f35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2021-10-01
Reporting Person: SMITH BRAD D (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 1281 | — | Acquired | 406975 | Direct |
| 2021-10-01 | Common Stock | M | 803 | — | Acquired | 40778 | Direct |
| 2021-10-01 | Common Stock | M | 444 | — | Acquired | 408222 | Direct |
| 2021-10-01 | Common Stock | M | 308 | — | Acquired | 408530 | Direct |
| 2021-10-01 | Common Stock | F | 1409 | $543.97 | Disposed | 407121 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Unit | $ | M | 1281 | Disposed | Common Stock (1281) | Direct | |
| 2021-10-01 | Restricted Stock Unit | $ | M | 803 | Disposed | Common Stock (803) | Direct | |
| 2021-10-01 | Restricted Stock Unit | $ | M | 444 | Disposed | Common Stock (444) | Direct | |
| 2021-10-01 | Restricted Stock Unit | $ | M | 308 | Disposed | Common Stock (308) | Direct |
Footnotes
F1: Represents the deferred release of 1,223 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022.
F2: Represents the deferred release of 767 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022.
F3: Represents shares withheld in connection with tax withholding obligations as follows: 941 shares in connection with deferred release of vested restricted stock units on 10/1/2021; 94 shares in connection with 10/1/2021 vesting of restricted stock units with deferred release date of 10/1/2022; and 374 shares in connection with restricted stock units with a vesting and release date of 10/1/2021.
F4: 1-for-1
F5: Represents release date for 1,223 vested restricted stock units and the vesting and release date for 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022.
F6: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.
F7: Represents release date for 767 vested restricted stock units and the vesting and release date for 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022.
F8: Represents vesting and release date for this traunch of Restricted Stock Units.