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INTELLINETICS, INC. — Director's Dealing 2016
Jan 19, 2016
34559_dirs_2016-01-19_9c5fe2b5-cd79-4360-9f2a-6fd589342537.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTELLINETICS, INC. (INLX)
CIK: 0001081745
Period of Report: 2015-12-31
Reporting Person: GROSS MURRAY H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | COMMON STOCK | C | 113993 | $0.56 | Acquired | 296432 | Direct |
| 2016-01-02 | COMMON STOCK | A | 36111 | $0.90 | Acquired | 332543 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Convertible Note | $0.56 | C | 68803 | Disposed | Common stock (113933) | Direct | |
| 2015-12-31 | Warrant | $0.65 | C | 53169 | Acquired | 2020-12-30 | Common stock (53169) | Direct |
Footnotes
F1: Grant of stock under the 2015 Intellinetics, Inc. Equity Incentive Plan for director services rendered.
F2: Convertible Note was converted into both common stock and warrants pursuant to a private offering conducted by the Company. Notes were converted to common stock attheir stated conversion price, and warrants were granted in an amount equal to 50% of the total principal and interest converted, multiplied by 0.6.
F3: N/A.
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