AI assistant
INTELLINETICS, INC. — Director's Dealing 2016
Mar 21, 2016
34559_dirs_2016-03-21_a50b688e-0676-45e6-9bfb-bb782e7833e2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTELLINETICS, INC. (INLX)
CIK: 0001081745
Period of Report: 2015-12-31
Reporting Person: Chretien Matthew L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | C | 22705 | $12715 | Acquired | 919033 | Direct |
| 2016-01-02 | Common Stock | A | 8333 | — | Acquired | 927366 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Convertible Note | $ | C | Disposed | Common stock (22705) | Direct | ||
| 2015-12-31 | Warrant | $0.65 | C | 10595 | Acquired | 2020-12-30 | Common stock (10595) | Direct |
| 2016-01-01 | Option | $0.90 | A | 100000 | Acquired | 2025-12-31 | Common stock (100000) | Direct |
Footnotes
F1: Granted in exchange for director or officer services to the Company, in accordance with the 2015 Intellinetics Inc. Equity Incentive Plan.
F2: Convertible notes were converted into equity and warrants as part of a note exchange offering. Each outstanding convertible note was converted into common stock at its
conversion price, and each noteholder exercising notes also received warrants to purchase common stock in an amount equal to 50% of the total principal and interested converted,
divided by 0.6.
F3: N/A
F4: 25% of the options vest annually, beginning on January 1, 2016.