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INTELLINETICS, INC. — Director's Dealing 2016
Mar 21, 2016
34559_dirs_2016-03-21_62216ffb-4daf-4aae-8f39-4264898f991e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTELLINETICS, INC. (INLX)
CIK: 0001081745
Period of Report: 2015-12-29
Reporting Person: TAGLICH ROBERT (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | COMMON STOCK | C | 2340230 | $1019985 | Acquired | 2570451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Convertible Note | $ | C | Disposed | Common stock (2340230) | Direct | ||
| 2015-12-31 | Warrant | $0.65 | C | 849987 | Acquired | 2021-12-30 | Common stock (849987) | Direct |
| 2016-01-27 | Warrant | $0.715 | J | 170275 | Acquired | 2020-12-28 | Common stock (170275) | Direct |
Footnotes
F1: Convertible notes were converted into equity and warrants as part of a note exchange offering. Each outstanding convertible note was converted into common stock at its conversion price, and each noteholder exercising notes also received warrants to purchase common stock in an amount equal to 50% of the total principal and interested converted, divided by 0.6.
F2: N/A
F3: Transaction Code J - Placement Agent warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of equity conducted by the Company in December 2015 and January 2016.