AI assistant
INTEL CORP — Director's Dealing 2015
Jan 28, 2015
29808_dirs_2015-01-28_2293208b-8243-4c5f-aab4-3d1c9671c227.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTEL CORP (INTC)
CIK: 0000050863
Period of Report: 2015-01-24
Reporting Person: HOLT WILLIAM M (Exec VP GM, Tech & Mfg Grp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-24 | Common Stock | M | 74640 | — | Acquired | 88410 | Direct |
| 2015-01-24 | Common Stock | F | 38030 | $35.935 | Disposed | 50380 | Direct |
| 2015-01-24 | Common Stock | M | 3191 | — | Acquired | 53571 | Direct |
| 2015-01-24 | Common Stock | F | 1626 | $35.935 | Disposed | 51945 | Direct |
| 2015-01-24 | Common Stock | M | 4452 | — | Acquired | 56397 | Direct |
| 2015-01-24 | Common Stock | F | 2269 | $35.935 | Disposed | 54128 | Direct |
| 2015-01-26 | Common Stock | M | 39595 | $21.085 | Acquired | 93723 | Direct |
| 2015-01-26 | Common Stock | M | 7820 | $26.795 | Acquired | 101543 | Direct |
| 2015-01-26 | Common Stock | M | 67205 | $21.055 | Acquired | 168748 | Direct |
| 2015-01-26 | Common Stock | S | 114620 | $35.7737 | Disposed | 54128 | Direct |
| 2015-01-27 | Common Stock | S | 40358 | $34.1808 | Disposed | 13770 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-24 | Restricted Stock Units | $0 | M | 74640 | Disposed | Common Stock (74640) | Direct | |
| 2015-01-24 | Restricted Stock Units | $0 | M | 3191 | Disposed | Common Stock (3191) | Direct | |
| 2015-01-24 | Restricted Stock Units | $0 | M | 4452 | Disposed | Common Stock (4452) | Direct | |
| 2015-01-26 | Employee Stock Option (Right to Buy) | $21.085 | M | 39595 | Disposed | 2018-01-24 | Common Stock (39595) | Direct |
| 2015-01-26 | Employee Stock Option (Right to Buy) | $26.795 | M | 7820 | Disposed | 2019-01-24 | Common Stock (7820) | Direct |
| 2015-01-26 | Employee Stock Option (Right to Buy) | $21.055 | M | 67205 | Disposed | 2020-01-24 | Common Stock (67205) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2.824 | Indirect |
Footnotes
F1: Shares acquired on the vesting of restricted stock units.
F2: Shares withheld for payment of tax liability.
F3: Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on April 25, 2013 that are intended to comply with Rule 10b5-1(c).
F4: This transaction was executed in multiple trades at prices ranging from $35.575 to $36.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $33.57 to $34.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F7: Unless earlier forfeited under the terms of the RSU, 20% of the awards vest and convert into common stock on the 2nd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 3rd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 4th anniversary of the grant date, unless any vesting date falls on a non-business date, in which case the next business date shall apply.
F8: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2012. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F9: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F10: The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.