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INTEL CORP — Director's Dealing 2015
Jan 28, 2015
29808_dirs_2015-01-28_b114ee7e-368c-4be8-b681-109f77ebad75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTEL CORP (INTC)
CIK: 0000050863
Period of Report: 2015-01-24
Reporting Person: James Renee Jo (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-24 | Common Stock | M | 149280 | — | Acquired | 165231 | Direct |
| 2015-01-24 | Common Stock | F | 76059 | $35.935 | Disposed | 89172 | Direct |
| 2015-01-24 | Common Stock | M | 4199 | — | Acquired | 93371 | Direct |
| 2015-01-24 | Common Stock | F | 2140 | $35.935 | Disposed | 91231 | Direct |
| 2015-01-24 | Common Stock | M | 5343 | — | Acquired | 96574 | Direct |
| 2015-01-24 | Common Stock | F | 2723 | $35.935 | Disposed | 93851 | Direct |
| 2015-01-26 | Common Stock | M | 39595 | $21.085 | Acquired | 133446 | Direct |
| 2015-01-26 | Common Stock | M | 50790 | $26.795 | Acquired | 184236 | Direct |
| 2015-01-26 | Common Stock | M | 80645 | $21.055 | Acquired | 264881 | Direct |
| 2015-01-26 | Common Stock | S | 171030 | $35.775 | Disposed | 93851 | Direct |
| 2015-01-27 | Common Stock | S | 75280 | $34.1815 | Disposed | 18571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-24 | Restricted Stock Units | $0 | M | 149280 | Disposed | Common Stock (149280) | Direct | |
| 2015-01-24 | Restricted Stock Units | $0 | M | 4199 | Disposed | Common Stock (4199) | Direct | |
| 2015-01-24 | Restricted Stock Units | $0 | M | 5343 | Disposed | Common Stock (5343) | Direct | |
| 2015-01-26 | Employee Stock Option (Right to Buy) | $21.085 | M | 39595 | Disposed | 2018-01-24 | Common Stock (39595) | Direct |
| 2015-01-26 | Employee Stock Option (Right to Buy) | $26.795 | M | 50790 | Disposed | 2019-01-24 | Common Stock (50790) | Direct |
| 2015-01-26 | Employee Stock Option (Right to Buy) | $21.055 | M | 80645 | Disposed | 2020-01-24 | Common Stock (80645) | Direct |
Footnotes
F1: Shares acquired on the vesting of restricted stock units.
F2: Shares withheld for payment of tax liability.
F3: Transactions reported on this Form 4 were made pursuant to trading instructions adopted by the undersigned on January 31, 2014 that are intended to comply with Rule 10b5-1(c).
F4: This transaction was executed in multiple trades at prices ranging from $35.575 to $36.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $33.57 to $34.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F7: Unless earlier forfeited under the terms of the RSU, 20% of the awards vest and convert into common stock on the 2nd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 3rd anniversary of the grant date, 40% of the awards vest and convert into common stock on the 4th anniversary of the grant date, unless any vesting date falls on a non-business date, in which case the next business date shall apply.
F8: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2012. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F9: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F10: The option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.