INNOVATE Corp. — Director's Dealing 2018

Sep 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2018-09-11

Reporting Person: FALCONE PHILIP (Director, CEO, Chairman and President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-07-20	Common Stock	G	50000	—	Disposed	2144773	Direct
2018-09-05	Common Stock	G	25000	—	Disposed	2119773	Direct
2018-09-11	Common Stock	M	150000	$4.05	Acquired	2269773	Direct
2018-09-11	Common Stock	M	21795	$4.02	Acquired	2291568	Direct
2018-09-11	Common Stock	F	136293	$6.08	Disposed	2155275	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-11	Stock option (Right To Buy)	$4.05	M	150000	Disposed	2024-10-28	Common Stock (150000.0)	Direct
2018-09-11	Stock option (Right To Buy)	$4.02	M	21795	Disposed	2024-10-28	Common Stock (21795.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	540000	Indirect

Footnotes

F1: Shares net settled by Issuer to satisfy the exercise price of options and taxes payable in connection with the exercise of previously awarded options.

F2: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.

F3: The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014.