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Information Services Group Inc. — Director's Dealing 2019
Aug 6, 2019
33415_dirs_2019-08-05_206ff8ec-5ee4-41a4-950f-1a78ac9d2394.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Information Services Group Inc. (III)
CIK: 0001371489
Period of Report: 2019-08-01
Reporting Person: Lavieri Todd D. (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-01 | Shares of Common Stock | A | 103782 | — | Acquired | 666974 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-01 | Performance-based RSUs | $ | A | 34594 | Acquired | 2023-08-01 | Common Stock (34594) | Direct |
Footnotes
F1: Represents restricted stock units (RSUs)granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of August 1, 2019.
F2: Includes 1,144 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.
F3: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured as the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs reported above will be earned if the measured market price is $6 or above. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.