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Information Services Group Inc. — Director's Dealing 2014
Feb 12, 2014
33415_dirs_2014-02-11_453e8431-c144-4052-be72-4006d54c6f11.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Information Services Group Inc. (III)
CIK: 0001371489
Period of Report: 2013-12-31
Reporting Person: Whitmore David (Vice Chairman, Pres.-ISG Amer.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Shares of Common Stock | J | 7148 | — | Acquired | 484393 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Subordinated Convertible Note | $4.00 | 2018-01-04 | Shares of Common Stock (25596) | 1 | Direct |
Footnotes
F1: Pro rata distribution from Compass Trustees Limited.
F2: The reporting person owned a subordinated convertible note with a principal amount of $102,386.00 on January 4, 2011, the date on which the reporting person became an officer of the Issuer.
F3: The subordinated convertible note becomes exercisable, in whole and not in part, if the closing price of the Issuer's common stock on the Nasdaq Global Market exceeds $4 per share (as adjusted for stock splits, stock dividends, and the like) for 60 consecutive trading days. Such market condition has not been satisfied.