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IMPINJ INC — Director's Dealing 2021
May 4, 2021
30994_dirs_2021-05-04_f9312992-aece-4162-868a-4646db52d783.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMPINJ INC (PI)
CIK: 0001114995
Period of Report: 2021-04-30
Reporting Person: DOSSETT JEFFREY (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | M | 1500 | $17.33 | Acquired | 33028 | Direct |
| 2021-04-30 | Common Stock | S | 1500 | $46.00 | Disposed | 31528 | Direct |
| 2021-04-30 | Common Stock | M | 1562 | $0.00 | Acquired | 33090 | Direct |
| 2021-05-03 | Common Stock | S | 585 | $49.492 | Disposed | 32505 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Stock Option (Right to Buy) | $17.33 | M | 1500 | Disposed | 2028-05-16 | Common Stock (1500) | Direct |
| 2021-04-30 | Restricted Stock Units | $0.00 | M | 1562 | Disposed | Common Stock (1562) | Direct |
Footnotes
F1: The sales reported by Mr. Dossett were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020.
F2: These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units.
F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $49.94 to $50.2801, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4: One-fourth of the shares subject to the option vested on November 16, 2018, and 1/48th of the shares subject to the option shall vest on the 3rd day of each month thereafter
F5: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock.
F6: On July 31, 2019, the reporting person was granted 25,000 restricted stock units ("RSUs"). One-sixteenth of these RSUs vested on April 30, 2021.