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Immunome Inc. Director's Dealing 2020

Oct 2, 2020

32238_dirs_2020-10-01_bd2e54bf-da37-4a93-a1ad-388cd2753bee.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Immunome Inc. (IMNM)
CIK: 0001472012
Period of Report: 2020-10-01

Reporting Person: LAMATTINA JOHN L (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Convertible Preferred Stock $ Common Stock (46388) Indirect
Warrant (right to buy) $9.00 2023-06-02 Series A Convertible Preferred Stock (11111) Indirect
Stock Option (right to buy) $0.36 2027-12-05 Common Stock (23933) Direct

Footnotes

F1: Each share of Series A Preferred Convertible Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one-for-one basis, has no expiration date and will automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.

F2: The shares are held by John LaMattina Revocable Trust (the "Trust"). The Reporting Person is the trustee of the Trust and has voting and investment power with respect to shares held by the Trust.

F3: Immediately exercisable.

F4: Fully vested.