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Immunome Inc. — Director's Dealing 2020
Oct 9, 2020
32238_dirs_2020-10-08_01a4d339-f453-494b-95ee-c5fb1a1b6e66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Immunome Inc. (IMNM)
CIK: 0001472012
Period of Report: 2020-10-06
Reporting Person: Lefenfeld Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-06 | Common Stock | C | 22222 | — | Acquired | 22222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Series A Convertible Preferred Stock | $ | C | 22222 | Disposed | Common Stock (22222) | Direct | |
| 2020-10-06 | Warrant (right to buy) | $9.00 | C | 11111 | Disposed | 2023-06-02 | Series A Convertible Preferred Stock (11111) | Direct |
| 2020-10-06 | Warrant (right to buy) | $9.00 | C | 11111 | Acquired | 2023-06-02 | Common Stock (11111) | Direct |
Footnotes
F1: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the
Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F2: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the
closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F3: Immediately exercisable.