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Immunome Inc. — Director's Dealing 2020
Oct 9, 2020
32238_dirs_2020-10-08_2c901854-f656-4fee-803e-e24300783ccc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Immunome Inc. (IMNM)
CIK: 0001472012
Period of Report: 2020-10-06
Reporting Person: RAPP MICHAEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-06 | Common Stock | C | 555554 | — | Acquired | 555554 | Direct |
| 2020-10-06 | Common Stock | P | 83332 | $12.00 | Acquired | 638886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Series A Convertible Preferred Stock | $ | C | 555554 | Disposed | Common Stock (555554) | Direct | |
| 2020-10-06 | Warrant (right to buy) | $9.00 | C | 166666 | Disposed | 2023-06-02 | Series A Convertible Preferred Stock (166666) | Direct |
| 2020-10-06 | Warrant (right to buy) | $9.00 | C | 166666 | Acquired | 2023-06-02 | Common Stock (166666) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 827640 | Indirect |
Footnotes
F1: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the
Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F2: The shares are held by BCM Advisory Partners LLC (the "LLC"). The Reporting Person is a managing member of the LLC and has voting and investment power with respect to shares held by the LLC.
F3: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the
closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F4: Immediately exercisable.