IMMUCELL CORP /DE/ — Director's Dealing 2015

Sep 3, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IMMUCELL CORP /DE/ (ICCC)
CIK: 0000811641
Period of Report: 2015-09-01

Reporting Person: ROTHSCHILD JONATHAN E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-09-01	Common Stock, par value $0.10 per share	P	200.0000	$6.7300	Acquired	521836.0000	Direct
2015-09-01	Common Stock, par value $0.10 per share	P	200.0000	$6.7400	Acquired	522036.0000	Direct
2015-09-01	Common Stock, par value $0.10 per share	P	100.0000	$6.7000	Acquired	522136.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	200.0000	$6.7700	Acquired	522336.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	200.0000	$6.4800	Acquired	522536.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	200.0000	$6.6000	Acquired	522736.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	300.0000	$6.6500	Acquired	523036.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	500.0000	$6.5000	Acquired	523536.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	200.0000	$6.5300	Acquired	523736.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	500.0000	$6.5800	Acquired	524236.0000	Direct
2015-09-02	Common Stock, par value $0.10 per share	P	200.0000	$6.7700	Acquired	524436.0000	Direct
2015-09-03	Common Stock, par value $0.10 per share	P	200.0000	$6.7600	Acquired	524636.0000	Direct

Footnotes

F1: These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.

F2: This figure includes 221,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.