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IMMUCELL CORP /DE/ — Director's Dealing 2014
Aug 22, 2014
34519_dirs_2014-08-22_ca3c2e56-7382-42da-b7e9-e7c8ebd11887.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMUCELL CORP /DE/ (ICCC)
CIK: 0000811641
Period of Report: 2014-08-19
Reporting Person: ROTHSCHILD JONATHAN E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-19 | Common Stock, par value $0.10 per share | P | 200.0000 | $4.6300 | Acquired | 510636.0000 | Direct |
| 2014-08-19 | Common Stock, par value $0.10 per share | P | 500.0000 | $4.5000 | Acquired | 511136.0000 | Direct |
| 2014-08-19 | Common Stock, par value $0.10 per share | P | 1000.0000 | $4.5100 | Acquired | 512136.0000 | Direct |
| 2014-08-19 | Common Stock, par value $0.10 per share | P | 500.0000 | $4.5000 | Acquired | 512636.0000 | Direct |
| 2014-08-19 | Common Stock, par value $0.10 per share | P | 200.0000 | $4.6300 | Acquired | 512836.0000 | Direct |
| 2014-08-20 | Common Stock, par value $0.10 per share | P | 200.0000 | $4.6100 | Acquired | 513036.0000 | Direct |
| 2014-08-20 | Common Stock, par value $0.10 per share | P | 200.0000 | $4.6600 | Acquired | 513236.0000 | Direct |
| 2014-08-20 | Common Stock, par value $0.10 per share | P | 200.0000 | $4.6000 | Acquired | 513436.0000 | Direct |
Footnotes
F1: These shares were acquired by Arterio Inc., a corporation owned soley by Mr. Rothschild
F2: This figure includes 216,255 shares of common stock held by Arterio Inc., a corporation owned soley by Mr. Rothschild and 39,255 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.
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