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IMMUCELL CORP /DE/ Director's Dealing 2014

Aug 22, 2014

34519_dirs_2014-08-22_ca3c2e56-7382-42da-b7e9-e7c8ebd11887.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IMMUCELL CORP /DE/ (ICCC)
CIK: 0000811641
Period of Report: 2014-08-19

Reporting Person: ROTHSCHILD JONATHAN E (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-19 Common Stock, par value $0.10 per share P 200.0000 $4.6300 Acquired 510636.0000 Direct
2014-08-19 Common Stock, par value $0.10 per share P 500.0000 $4.5000 Acquired 511136.0000 Direct
2014-08-19 Common Stock, par value $0.10 per share P 1000.0000 $4.5100 Acquired 512136.0000 Direct
2014-08-19 Common Stock, par value $0.10 per share P 500.0000 $4.5000 Acquired 512636.0000 Direct
2014-08-19 Common Stock, par value $0.10 per share P 200.0000 $4.6300 Acquired 512836.0000 Direct
2014-08-20 Common Stock, par value $0.10 per share P 200.0000 $4.6100 Acquired 513036.0000 Direct
2014-08-20 Common Stock, par value $0.10 per share P 200.0000 $4.6600 Acquired 513236.0000 Direct
2014-08-20 Common Stock, par value $0.10 per share P 200.0000 $4.6000 Acquired 513436.0000 Direct

Footnotes

F1: These shares were acquired by Arterio Inc., a corporation owned soley by Mr. Rothschild

F2: This figure includes 216,255 shares of common stock held by Arterio Inc., a corporation owned soley by Mr. Rothschild and 39,255 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.