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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2013
Feb 11, 2013
65116_rns_2013-02-11_cf84ece5-6d45-4a1f-8d52-13c47e37074a.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | lluka Resources Ltd | ||
|---|---|---|---|
| ACN/ARSN | 008 675 018 $\begin{array}{c} \begin{array}{c} \begin{array}{c} \begin{array}{c} \end{array} \ \end{array} \end{array} \end{array} \end{array} \end{array} \begin{array}{c} \begin{array}{c} \begin{array}{c} \end{array} \ \end{array} \end{array} \end{array} \begin{array}{c} \begin{array}{c} \begin{array}{c} \end{array} \ \end{array} \end{array} \end{array} \begin{array}{c} \begin{array}{c} \end{array} \end{array} \end{array} \begin{array}{c} \begin{array}{c} \begin{array}{c} \end{array} \end{array} \end{array} \begin{array}{c} \begin{array}{$ |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | |||
|---|---|---|---|---|
| ACN/ARSN (if applicable) | 008 496 713 | |||
| The holder became a substantial holder on | 06-Feb-2013 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | ' Number of securities | 'Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| l Common Stock | 21,197,136 | 21,197,136 | 5.06% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| l Holder of relevant interest | Nature of relevant interest (7) | I Class and number of securities |
|---|---|---|
| I See Annexure "A" |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of | l Person entitled to be | i Class and number of |
|---|---|---|---|
| securities | l registered as holder (8) | ' securities | |
| See Annexure "B" |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | l Non-cash | |||
| l See Annexure "C" |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| I See Annexure "D" |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | ------- |
|---|---|
| . | Address |
| _ | -------- |
| . | . |
| See Annexure "E" | . . . ______ . --------------------------------------- |
Signature
| print name | Sarah Culham | capacity | Company Secretary | |
|---|---|---|---|---|
| sign here | The Company's Company | date | 12-Feb-2013 |
Annexure "A"
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder
became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Credit Suisse (Hong Kong) Limited | Voting rights and right to dispose | 35,958 Common Stock |
| Credit Suisse (Italy) S.p.A. | Voting rights and right to dispose | 85,600 Common Stock |
| Credit Suisse AG | Voting rights and right to dispose | 546.295 Common Stock |
| Credit Suisse AG, Sydney Branch | Voting rights and right to dispose | 2,520 Common Stock |
| Credit Suisse Fund Management Company (Ireland) Limited |
Voting rights and right to dispose | 35,897 Common Stock |
| Credit Sulsse Fund Management S.A. | Voting rights and right to dispose | 20,438 Common Stock |
| Credit Suisse Funds AG | Voting rights and right to dispose | 364.474 Common Stock |
| Credit Suisse International (ARBN 062787106) |
Voting rights and right to dispose | 164 Call Options representing 16,400 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
Voting rights and right to dispose | 250 Call Options representing 25,000 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
Voting rights and right to dispose | 550 Call Options representing 55,000 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
Voting rights and right to dispose | 1,187 Call Options representing 118,700 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
Voting rights and right to dispose | 306,284 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Voting rights and right to dispose | 24,272 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Holder of securities subject to an obligation to return under a securities lending agreement |
10,028,720 Common Stock |
| Credit Suisse Securities (USA) LLC | Voting rights and right to dispose | 8,588 Common Stock |
| Credit Suisse Securities (USA) LLC | Holder of securities subject to an obligation to return under a securities lending agreement |
9,522,990 Common Stock |
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
capacity Company Secretary
sign here
$\frac{1}{\text{date}}$ 12-Feb-2013
Bel
Sarah Culham
Annexure "B"
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse (Hong Kong) Limited |
35,958 Common Stock |
| Credit Suisse (Italy) S.p.A. | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse (Italy) S.p.A. | 85,600 Common Stock |
| Credit Suisse AG (ARBN 061700712) |
SwissInterSettle | Credit Suisse AG | 546,295 Common Stock |
| Credit Suisse AG, Sydney Branch (ARBN 061700712) |
CS Third Nominees Ptv Limited (ACN 007 053 849) |
Credit Suisse AG, Sydney Branch |
2,520 Common Stock |
| Credit Suisse Management Company (Ireland) Limited |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Management Company (Ireland) Limited |
35,897 Common Stock |
| Credit Suisse Fund Management S.A. |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Fund Management S.A. |
20,438 Common Stock |
| Credit Suisse Funds AG | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Funds AG | 364,474 Common Stock |
| Credit Suisse International (ARBN 062787106) |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Sulsse International | 164 Call Options representing 16,400 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse International | 250 Call Options representing 25,000 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse International | 550 Call Options representing 55,000 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse International | 1,187 Call Options representing 118,700 Common Stock on a fully converted basis |
| Credit Suisse International (ARBN 062787106) |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse International | 306,284 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Securities (Europe) Limited |
10,052,992 Common Stock |
| Credit Suisse Securities (USA) LLC $\cdot$ |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Securities (USA) LLC |
9,531,578 Common Stock |
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
date
print name
Sarah Culham
capacity Company Secretary
sign here
Bell L
12-Feb-2013
Annexure "C"
5. Consideration
$\ddot{\phantom{a}}$
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial
holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse (Hong Kong) Limited |
09-Oct-2012 | 124,796.41 AUD | -13,320 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
09-Oct-2012 | 103,471.93 AUD | 10,521 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
09-Oct-2012 | 14,051.09 AUD | 1,428 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
10-Oct-2012 | 179,658.81 AUD | -18,637 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
10-Oct-2012 | 21,157.50 AUD | -2,170 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
10-Oct-2012 | 10,456.17 AUD | 1,071 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
10-Oct-2012 | 116, 173, 75 AUD | 11,905 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
11-Oct-2012 | 101,720.08 AUD | -10,311 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
11-Oct-2012 | 7.165.01 AUD | 803 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
11-Oct-2012 | 164,002.56 AUD | 18,388 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
12-Oct-2012 | 98,815.40 AUD | -10,051 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
12-Oct-2012 | 141,174.80 AUD | 15,245 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
12-Oct-2012 | 5,554.72 AUD | 603 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
15-Oct-2012 | 194,048.08 AUD | -19,904 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
15-Oct-2012 | 126,286.92 AUD | 13,753 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
15-Oct-2012 | 24,098.03 AUD | 2,625 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
16-Oct-2012 | 256,686.62 AUD | -28,825 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
16-Oct-2012 | 113,015.15 AUD | 12,358 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
17-Oct-2012 | 149,070.61 AUD | -16,114 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
17-Oct-2012 | 38,803.20 AUD | 4,042 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
17-Oct-2012 | 18,755.35 AUD | 1,984 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
18-Oct-2012 | 92,532.60 AUD | -10,082 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
18-Oct-2012 | 208,887.90 AUD | 20,889 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
19-Oct-2012 | 220,051.78 AUD | -24,072 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
19-Oct-2012 | 7,466.46 AUD | -818 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
19-Oct-2012 | 233,652.44 AUD | 22,002 Common Stock | |
| Credit Suisse (Hong Kong) Limited |
22-Oct-2012 | 17,260.63 AUD | -1,826 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Oct-2012 | 295,008.53 AUD | 27,947 Common Stock |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
23-Oct-2012 | 100,669.07 AUD | -10,040 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Oct-2012 | 10,140.84 AUD | -1.011 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Oct-2012 | 251,841.70 AUD | -25,157 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Oct-2012 | 155,845.45 AUD | 15,223 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 8,056.55 AUD | -758 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 291,910.94 AUD | -27,504 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 305,912.75 AUD | 30,745 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 339.941.75 AUD | 34,165 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 151,385.40 AUD | 15.121 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 339,941.75 AUD | 34,165 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 339,941.75 AUD | 34.165 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Oct-2012 | 305,912.75 AUD | 30,745 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
24-Oct-2012 | 305,912.75 AUD | 30,745 Common Stock |
| Credit Suisse (Hong Kong) Limited |
25-Oct-2012 | 5,982,86 AUD | -568 Common Stock |
| Credit Suisse (Hong Kong) Limited |
25-Oct-2012 | 267,775.00 AUD | -25,345 Common Stock |
| Credit Suisse (Hong Kong) Limited |
25-Oct-2012 | 168,555.98 AUD | 16,828 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Oct-2012 | 4,353,68 AUD | -426 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Oct-2012 | 244,323.61 AUD | -23,856 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Oct-2012 | 91,262.88 AUD | 8.913 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Oct-2012 | 645,854.50 AUD | -64,910 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Oct-2012 | 260,167.22 AUD | -26,011 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Oct-2012 | 3,202.62 AUD | -320 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Oct-2012 | 170,949.80 AUD | 16,797 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Oct-2012 | 2,407.15 AUD | -240 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Oct-2012 | 175,876,84 AUD | -17,544 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Oct-2012 | 267,654,22 AUD | 27,124 Common Stock |
| Credit Suisse (Hong Kong) Limited |
31-Oct-2012 | 7,333.58 AUD | -719 Common Stock |
| Credit Suisse (Hong Kong) Limited |
31-Oct-2012 | 177,112,06 AUD | -17,333 Common Stock |
| Credit Suisse (Hong Kong) Limited |
01-Nov-2012 | 146,575.05 AUD | -14,421 Common Stock |
| Credit Suisse (Hong Kong) Limited |
01-Nov-2012 | 5,067,63 AUD | 527 Common Stock |
| Credit Suisse (Hong Kong) Limited |
01-Nov-2012 | 216,139.45 AUD | 22,478 Common Stock |
| Credit Suisse (Hong Kong) Limited |
02-Nov-2012 | 158,154.11 AUD | -16,068 Common Stock |
| Credit Suisse (Hong Kong) Limited |
02-Nov-2012 | 29,868.51 AUD | 3,039 Common Stock |
| Credit Suisse (Hong Kong) Limited |
05-Nov-2012 | 44,987.04 AUD | 4,501 Common Stock |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
06-Nov-2012 | 92,104.32 AUD | 9,408 Common Stock |
| Credit Suisse (Hong Kong) Limited |
07-Nov-2012 | 308,973.56 AUD | -32.170 Common Stock |
| Credit Suisse (Hong Kong) Limited |
07-Nov-2012 | 238,336.88 AUD | 25.114 Common Stock |
| Credit Suisse (Hong Kong) Limited |
08-Nov-2012 | 106,789.50 AUD | -10.888 Common Stock |
| Credit Suisse (Hong Kong) Limited |
08-Nov-2012 | 91.499.72 AUD | 9,986 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
09-Nov-2012 | 146,096.52 AUD | -14,927 Common Stock |
| Credit Suisse (Hong Kong) Limited |
09-Nov-2012 | 155,885.20 AUD | -15,611 Common Stock |
| Credit Suisse (Hong Kong) Limited |
09-Nov-2012 | 465,270.72 AUD | 53,158 Common Stock |
| Credit Suisse (Hong Kong) Limited |
12-Nov-2012 | 248,387.31 AUD | -26,170 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
12-Nov-2012 | 137,008.81 AUD | 15,566 Common Stock |
| Credit Suisse (Hong Kong) Limited |
13-Nov-2012 | 89,163,93 AUD | -9,728 Common Stock |
| Credit Suisse (Hong Kong) Limited |
13-Nov-2012 | 250,512.69 AUD | 28,479 Common Stock |
| Credit Suisse (Hong Kong) Limited |
13-Nov-2012 | 42,753.49 AUD | 4,943 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Nov-2012 | 407,965.00 AUD | -46,687 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Nov-2012 | 122,784.69 AUD | 15,150 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Nov-2012 | 6,659.32 AUD | 825 Common Stock |
| Credit Suisse (Hong Kong) Limited |
15-Nov-2012 | 114,101.62 AUD | -12,963 Common Stock |
| Credit Suisse (Hong Kong) Limited |
15-Nov-2012 | 9.670.82 AUD | 1,224 Common Stock |
| Credit Suisse (Hong Kong) Limited |
16-Nov-2012. | 266,279.97 AUD | -30,424 Common Stock |
| Credit Suisse (Hong Kong) Limited |
16-Nov-2012 | 24,099.79 AUD | 3,058 Common Stock |
| Credit Suisse (Hong Kong) Limited |
19-Nov-2012 | 176,473.02 AUD | -21,761 Common Stock |
| Credit Suisse (Hong Kong) Limited |
19-Nov-2012 | 159.918.11 AUD | 21,368 Common Stock |
| Credit Suisse (Hong Kong) Limited |
20-Nov-2012 | 8,487.89 AUD | -1,071 Common Stock |
| Credit Suisse (Hong Kong) Limited |
20-Nov-2012 | 86.728.59 AUD | -10,969 Common Stock |
| Credit Suisse (Hong Kong) Limited |
20-Nov-2012 | 18,462.49 AUD | 2,284 Common Stock |
| Credit Suisse (Hong Kong) Limited |
20-Nov-2012 | 299,933.22 AUD | 37,160 Common Stock |
| Credit Suisse (Hong Kong) Limited |
21-Nov-2012 | 13,599.97 AUD | -1,742 Common Stock |
| Credit Suisse (Hong Kong) Limited |
21-Nov-2012 | 94,297,28 AUD | -12,040 Common Stock |
| Credit Suisse (Hong Kong) Limited |
21-Nov-2012 | 3,501.77 AUD | 446 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Nov-2012 | 3,077.84 AUD | -414 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Nov-2012 | 122,250,23 AUD | -16,317 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Nov-2012 | 85,379.70 AUD | 10,777 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Nov-2012 | 6,689.18 AUD | 847 Common Stock |
$\bar{\gamma}$
| Credit Suisse (Hong Kong) Limited |
23-Nov-2012 | 298,754.00 AUD | -37,104 Common Stock |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
23-Nov-2012 | 47,753.18 AUD | 6,074 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Nov-2012 | 19.997.56 AUD | 2,546 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Nov-2012 | 38,085.97 AUD | -4,833 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Nov-2012 | 37,953.93 AUD | -4,825 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Nov-2012 | 70.542.84 AUD | 8,978 Common Stock |
| Credit Suisse (Hong Kong) Limited |
26-Nov-2012 | 96,292,28 AUD | 12,211 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Nov-2012 | 39,552.48 AUD | -4,994 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Nov-2012 | 400,879.53 AUD | 48,017 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Nov-2012 | 2,778.84 AUD | 332 Common Stock |
| Credit Suisse (Hong Kong) Limited |
28-Nov-2012 | 44,572.40 AUD | -5,662 Common Stock |
| Credit Suisse (Hong Kong) Limited |
28-Nov-2012 | 28,017.19 AUD | 3,425 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Nov-2012 | 7,600.95 AUD | -964 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Nov-2012 | 29,471.63 AUD | -3.750 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Nov-2012 | 55,965.48 AUD | 6,879 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Nov-2012 | 234,048.31 AUD | 28,790 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Nov-2012 | 338,938.40 AUD | -40,523 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Nov-2012 | 62,530.72 AUD | 7,566 Common Stock |
| Credit Suisse (Hong Kong) Limited |
03-Dec-2012 | 26,361.76 AUD | -3,222 Common Stock |
| Credit Suisse (Hong Kong) Limited |
03-Dec-2012 | 22,635.23 AUD | -2,761 Common Stock |
| Credit Suisse (Hong Kong) Limited |
03-Dec-2012 | 108,082.39 AUD | 12,846 Common Stock |
| Credit Suisse (Hong Kong) Limited |
04-Dec-2012 | 234,048.31 AUD | -28,790 Common Stock |
| Credit Suisse (Hong Kong) Limited |
05-Dec-2012 | 1.471.38 AUD | -179 Common Stock |
| Credit Suisse (Hong Kong) Limited |
05-Dec-2012 | 66,207.80 AUD | 7,780 Common Stock |
| Credit Suisse (Hong Kong) Limited |
07-Dec-2012 | 2,886.60 AUD | -340 Common Stock |
| Credit Suisse (Hong Kong) Limited |
07-Dec-2012 | 99,807.50 AUD | 11,897 Common Stock |
| Credit Suisse (Hong Kong) Limited |
10-Dec-2012 | 74,812.98 AUD | -8,679 Common Stock |
| Credit Suisse (Hong Kong) Limited |
10-Dec-2012 | 30,861.60 AUD | 3,721 Common Stock |
| Credit Suisse (Hong Kong) Limited |
10-Dec-2012 | 50,353.72 AUD | 6,081 Common Stock |
| Credit Suisse (Hong Kong) Limited |
11-Dec-2012 | 56,425.92 AUD | -6,654 Common Stock |
| Credit Suisse (Hong Kong) Limited |
11-Dec-2012 | 113,009.61 AUD | 13,078 Common Stock |
| Credit Suisse (Hong Kong) Limited |
11-Dec-2012 | 16,252.21 AUD | 1,878 Common Stock |
| Credit Suisse (Hong Kong) Limited |
12-Dec-2012 | 38,997.75 AUD | 4,441 Common Stock |
| Credit Suisse (Hong Kong) Limited |
13-Dec-2012 | 131,114.95 AUD | -15,785 Common Stock |
| Credit Suisse (Hong Kong) Limited |
13-Dec-2012 | 53,412.40 AUD | 6,656 Common Stock |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
13-Dec-2012 | 33,005.26 AUD | 4,070 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Dec-2012 | 1.684.80 AUD | -195 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14 Dec 2012 | 143,945.81 AUD | 18,126 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Dec-2012 | 9,241.48 AUD | -1,056 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Dec-2012 | 63,993.11 AUD | -7.314 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Dec-2012 | 94,969.17 AUD | 11,851 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Dec-2012 | 14,976.77 AUD | 1,861 Common Stock |
| Credit Suisse (Hong Kong) Limited |
18-Dec-2012 | 47,499.50 AUD | -5,889 Common Stock |
| Credit Suisse (Hong Kong) Limited |
18-Dec-2012 | 15,393.73 AUD | 1,860 Common Stock |
| Credit Suisse (Hong Kong) Limited |
19-Dec-2012 | 1,479.07 AUD | -186 Common Stock |
| Credit Suisse (Hong Kong) Limited |
20-Dec-2012 | 101,008,568.00 AUD | 227,292 Common Stock |
| Credit Suisse (Hong Kong) Limited |
21-Dec-2012 | 13.203.87 AUD | -1,596 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Dec-2012 | 100,977.26 AUD | -11,744 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Dec-2012 | 101,008,568.00 AUD | 227,292 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 121,788.73 AUD | -13,859 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 1,000,084.80 AUD | -113,646 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 1,000,084.80 AUD | -113,646 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 1,000,084,80 AUD | -113,646 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 101,008,568,00 AUD | -227,292 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 101,008,568.00 AUD | -227,292 Common Stock |
| Credit Suisse (Hong Kong) Limited |
27-Dec-2012 | 1,605.94 AUD | 186 Common Stock |
| Credit Suisse (Hong Kong) Limited |
28-Dec-2012 | 98,654.86 AUD | -11,244 Common Stock |
| Credit Suisse (Hong Kong) Limited |
28-Dec-2012 | 44,880,99 AUD | 4,946 Common Stock |
| Credit Suisse (Hong Kong) Limited |
31-Dec-2012 | 43,416,80 AUD | -5,089 Common Stock |
| Credit Suisse (Hong Kong) Limited |
31-Dec-2012 | 7,596,13 AUD | 823 Common Stock |
| Credit Suisse (Hong Kong) Limited |
02-Jan-2013 | 18,489.26 AUD | 1,995 Common Stock |
| Credit Suisse (Hong Kong) Limited |
04-Jan-2013 | 110,875.88 AUD | -12,211 Common Stock |
| Credit Suisse (Hong Kong) Limited |
04-Jan-2013 | 2,298.96 AUD | -259 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
04-Jan-2013 | 4.778.63 AUD | 515 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
07-Jan-2013 | 179 313.30 AUD | 19,281 Common Stock |
| Credit Suisse (Hong Kong) Limited |
08-Jan-2013 | 7,443.06 AUD | -773 Common Stock |
| Credit Suisse (Hong Kong) Limited |
08-Jan-2013 | 12,554.58 AUD | 1,347 Common Stock |
| Credit Suisse (Hong Kong) Limited |
09-Jan-2013 | 56.04 AUD | -6 Common Stock |
$\mathcal{A}^{\mathcal{A}}$
| Credit Suisse (Hong Kong) Limited |
10-Jan-2013 | 122.39 AUD | -13 Common Stock |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
11-Jan-2013 | 12,554.58 AUD | -1,347 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
11-Jan-2013 | 44,915.17 AUD | -4,820 Common Stock |
| Credit Suisse (Hong Kong) Limited |
11-Jan-2013 | 12,554.58 AUD | -1,347 Common Stock |
| Credit Suisse (Hong Kong) Limited |
11-Jan-2013 | 343.97 AUD | -37 Common Stock |
| Credit Suisse (Hong Kong) Limited |
11-Jan-2013 | 12,554.58 AUD | -1,347 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Jan-2013 | 232.33 AUD | -25 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
14-Jan-2013 | 33,687.46 AUD | -3,615 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Jan-2013 | 91,825.24 AUD | 9,676 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Jan-2013 | 158,312.19 AUD | 16,682 Common Stock |
| Credit Suisse (Hong Kong) Limited |
14-Jan-2013 | 33,941.29 AUD | 3,602 Common Stock |
| Credit Suisse (Hong Kong) Limited |
15-Jan-2013 | 21,423,64 AUD | -2,323 Common Stock |
| Credit Suisse (Hong Kong) Limited |
15-Jan-2013 | 112.16 AUD | -12 Common Stock |
| Credit Suisse (Hong Kong) Limited |
15-Jan-2013 | 8,822.06 AUD | 915 Common Stock |
| Credit Suisse (Hong Kong) Limited |
16-Jan-2013 | 16,603.66 AUD | -1,860 Common Stock |
| Credit Suisse (Hong Kong) Limited |
16-Jan-2013 | 7,233.78 AUD | -808 Common Stock |
| Credit Suisse (Hong Kong) Limited |
16-Jan-2013 | 84.99 AUD | 9 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Jan-2013 | 264.77 AUD | -29 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Jan-2013 | 12,846.30 AUD | -1,352 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Jan-2013 | 3,874.54 AUD | 401 Common Stock |
| Credit Suisse (Hong Kong) Limited |
17-Jan-2013 | 151,252.84 AUD | 15,545 Common Stock |
| Credit Suisse (Hong Kong) Limited |
18-Jan-2013 | 34,106.10 AUD | -3,563 Common Stock |
| Credit Suisse (Hong Kong) Limited |
18-Jan-2013 | 49.468.02 AUD | -5,164 Common Stock |
| Credit Suisse (Hong Kong) Limited |
18-Jan-2013 | 277.35 AUD | 28 Common Stock |
| Credit Suisse (Hong Kong) Limited |
21-Jan-2013 | 48,456.91 AUD | -5,164 Common Stock |
| Credit Suisse (Hong Kong) Limited |
21-Jan-2013 | 25,113.06 AUD | -2,672 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Jan-2013 | 19,721.36 AUD | -2,004 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Jan-2013 | 51,089.00 AUD | -5,164 Common Stock |
| Credit Suisse (Hong Kong) Limited |
22-Jan-2013 | 34,743.66 AUD | -3,505 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Jan-2013 | 52,486.70 AUD | -5,389 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Jan-2013 | 11,547.64 AUD | -1,190 Common Stock |
| Credit Suisse (Hong Kong) Limited |
23-Jan-2013 | 20,883.68 AUD | 2,199 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Jan-2013 | 108.26 AUD | -11 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Jan-2013 | 39,203.76 AUD | -4,042 Common Stock |
| Credit Suisse (Hong Kong) Limited |
24-Jan-2013 | 38,675.16 AUD | 4,155 Common Stock |
|---|---|---|---|
| Credit Suisse (Hong Kong) Limited |
24-Jan-2013 | 98,423.45 AUD | 10,516 Common Stock |
| Credit Suisse (Hong Kong) Limited |
25-Jan-2013 | 87.14 AUD | -9 Common Stock |
| Credit Suisse (Hong Kong) Limited |
25-Jan-2013 | 29,341.57 AUD | -3,032 Common Stock |
| Credit Suisse (Hong Kong) Limited |
25-Jan-2013 | 164,635.55 AUD | 17,815 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Jan-2013 | 29.06 AUD | -3 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Jan-2013 | 20,548.36 AUD | -2,155 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Jan-2013 | 2,593.25 AUD | 275 Common Stock |
| Credit Suisse (Hong Kong) Limited |
29-Jan-2013 | 61,450.89 AUD | 6,588 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Jan-2013 | 15,933.40 AUD | -1,705 Common Stock |
| Credit Suisse (Hong Kong) Limited |
30-Jan-2013 | 21,210.06 AUD | 2.213 Common Stock |
| Credit Suisse (Hong Kong) Limited |
31-Jan-2013 | 10,862,88 AUD | -1,175 Common Stock |
| Credit Suisse (Hong Kong) Llmited |
31-Jan-2013 | 16.523.33 AUD | -1,795 Common Stock |
| Credit Suisse (Hong Kong) Limited |
01-Feb-2013 | 7,934.66 AUD | -855 Common Stock |
| Credit Suisse (Hong Kong) Limited |
01-Feb-2013 | 4,810.79 AUD | 493 Common Stock |
| Credit Suisse (Hong Kong) Limited |
04-Feb-2013 | 6,883.06 AUD | -719 Common Stock |
| Credit Suisse (Hong Kong) Limited |
04-Feb-2013 | 94,909.68 AUD | -9,863 Common Stock |
| Credit Sulsse (Hong Kong) Limited |
04-Feb-2013 | 18,123.22 AUD | 1,803 Common Stock |
| Credit Suisse (Hong Kong) Limited |
04-Feb-2013 | 11,456.94 AUD | 1,151 Common Stock |
| Credit Suisse (Hong Kong) Limited |
05-Feb-2013 | 399.75 AUD | 41 Common Stock |
| Credit Suisse (Hong Kong) Limited |
06-Feb-2013 | 52,464.72 AUD | -5,424 Common Stock |
| Credit Suisse (Hong Kong) Limited |
06-Feb-2013 | 10,869.82 AUD | -1,122 Common Stock |
| Credit Suisse (Hong Kong) Limited |
06-Feb-2013 | 104.534.62 AUD | -10,789 Common Stock |
| Credit Suisse AG, Sydney Branch |
17-Dec-2012 | 11,785.68 AUD | 685 Common Stock |
| Credit Suisse AG, Sydney Branch |
17-Dec-2012 | 7,708.17 AUD | 559 Common Stock |
| Credit Sulsse AG, Sydney Branch |
17-Dec-2012 | 10,936.68 AUD | 794 Common Stock |
| Credit Suisse AG, Sydney Branch |
17-Dec-2012 | 8,302.07 AUD | 482 Common Stock |
| Credit Suisse International | 30-Nov-2012 | 28.80 AUD | 14,400 Common Stock arising from 144 Call Options |
| Credit Suisse International | 30-Nov-2012 | 10.00 AUD | 5,000 Common Stock arising from 50 Call Options |
| Credit Suisse International | 30-Nov-2012 | 10,00 AUD | 5,000 Common Stock arising from 50 Call Options |
| Credit Suisse International | 30-Nov-2012 | 18.45 AUD | 9,000 Common Stock arising from 90 Call Options |
| Credit Suisse International | 30-Nov-2012 | 10.25 AUD | 5,000 Common Stock arising from 50 Call Options |
| Credit Sulsse International | 30-Nov-2012 | 14.82 AUD | 7,600 Common Stock arising from 76 Call Options |
| Credit Suisse International | 30-Nov-2012 | 6.97 AUD | 3,400 Common Stock arising from 34 Call Options |
| Credit Suisse International | 30-Nov-2012 | 10.00 AUD | 5,000 Common Stock arising from 50 Call Options |
|
|---|---|---|---|---|
| Credit Suisse International | 30-Nov-2012 | 1.20 AUD | 600 Common Stock arising from 6 Call Options |
|
| Credit Suisse International | 13-Dec-2012 | 724.07 AUD | 118,700 Common Stock arising from 1,187 Call Options |
|
| Credit Sulsse International | 14-Dec-2012 | 78.72 AUD | 16,400 Common Stock arising from 164 Call Options |
|
| Credit Suisse International | 30-Jan-2013 | 417,232.48 AUD | 45,205 Common Stock | |
| Credit Suisse International | 30-Jan-2013 | 1,237,610.59 AUD | 132,559 Common Stock | |
| Credit Suisse International | 31-Jan-2013 | 105,918.12 AUD | 11,463 Common Stock | |
| Credit Suisse International | 31-Jan-2013 | 869,161.04 AUD | 94,169 Common Stock | |
| Credit Suisse International | 01-Feb-2013 | 1,402,388.92 AUD | 150,707 Common Stock | |
| Credit Suisse International | 06-Feb-2013 | 60,814.44 AUD | 6,276 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
09-Oct-2012 | 97,538.47 AUD | -10,288 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
10-Oct-2012 | 21,596.00 AUD | -2,237 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
11-Oct-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-40,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
12-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
100,000 Common Stock |
| Credit Sulsse Securities (Europe) Limited |
12-Oct-2012 | 554,552.46 AUD | 60,195 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
15-Oct-2012 | 29,634.63 AUD | 3,220 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
16-Oct-2012 | 35,274.30 AUD | 3,847 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
17-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
200,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
17-Oct-2012 | 554,554.80 AUD | -60,195 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
17-Oct-2012 | 554,552.46 AUD | -60,195 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
18-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
46,530 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
25,111 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Oct-2012 | 29.634.63 AUD | -3,220 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
18-Oct-2012 | 29,634.69 AUD | -3,220 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
19-Oct-2012 | 35,274,30 AUD | -3,847 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
19-Oct-2012 | 35,274.45 AUD | -3,847 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
23-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
150,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
24-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
130,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
24-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
11,875 Common Stock |
| Credit Suisse Securities (Europe) Limited |
24-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
5,061 Common Stock |
| Credit Suisse Securities (Europe) Limited |
26-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
200,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
336,224 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
30-Oct-2012 | Refer to Annexure "F" of Notice |
Stock retumed under OSLA |
-350,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
08-Nov-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
200,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
08-Nov-2012 | 22,702.73 AUD | 2,483 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
08-Nov-2012 | 22,702.81 AUD | 2,483 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
09-Nov-2012 | 80,052,41 AUD | 9,102 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
09-Nov-2012 | 80,052.09 AUD | 9,102 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
12-Nov-2012 | 130,920.72 AUD | 14,916 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
12-Nov-2012 | 130,921.03 AUD | 14,916 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
13-Nov-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-52,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
13-Nov-2012 | 22,702.81 AUD | -2,483 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
14-Nov-2012 | 80,052.09 AUD | -9,102 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
15-Nov-2012 | 52.934.02 AUD | -6,700 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
15-Nov-2012 | 52,934.01 AUD | 6,700 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
15-Nov-2012 | 130,920.72 AUD | -14,916 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
19-Nov-2012 | 26,647.70 AUD | 3,485 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
20-Nov-2012 | 214,030.44 AUD | 26,626 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
20-Nov-2012 | 52,934.02 AUD | -6,700 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
21-Nov-2012 | 58,555.51 AUD | 7,403 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
22-Nov-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-250,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Nov-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-6,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Nov-2012 | 26,647.85 AUD | -3,485 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
22-Nov-2012 | 26,647.70 AUD | -3,485 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
23-Nov-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-50,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
23-Nov-2012 | 30,071.50 AUD | 3,822 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
23-Nov-2012 | 214,031.40 AUD | -26,626 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
23-Nov-2012 | 214,030.44 AUD | -26,626 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
26-Nov-2012 | 58,555.48 AUD | -7,403 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
26-Nov-2012 | 58,555.51 AUD | -7,403 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
27-Nov-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
80,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
27-Nov-2012 | Refer to Annexure "F" of Notice |
Stock borrowed |
13,776 Common Stock |
| under OSLA | ||||
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
28-Nov-2012 | 30,071.61 AUD | -3,822 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
28-Nov-2012 | 30,071.50 AUD | -3,822 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
03-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
130,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
03-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
146,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
03-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
479,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
448,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Dec-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-448,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
05-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
300,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
05-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
250,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
05-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
200,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
05-Dec-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-1,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Dec-2012 | 18,942.30 AUD | 2,318 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
18-Dec-2012 | 18,942,23 AUD | 2,318 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
19-Dec-2012 | 7,795.33 AUD | 914 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
19-Dec-2012 | 7,795.32 AUD | 914 Common Stock | |
| Credit Suisse Securities 1 (Europe) Limited |
20-Dec-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-100 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Dec-2012 | 18,942.23 AUD | -2,318 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
24-Dec-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-55,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
24-Dec-2012 | 7,795.32 AUD | -914 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
02-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-70,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
07-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
38.000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
07-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
57,950 Common Stock |
| Credit Suisse Securities (Europe) Limited |
07-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-38,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
07-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-57,950 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
55,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
845,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-900,000 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
15-Jan-2013 | 34,479.24 AUD | 3,615 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
15-Jan-2013 | 34,479.15 AUD | 3,615 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
17-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
128,921 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Jan-2013 | 34,479.15 AUD | -3,615 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
26,514 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
14,229 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
3,486 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-81,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | Refer to Annexure "F" of Notice |
Stock retumed under OSLA |
-14,229 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | 28,129.45 AUD | 2,895 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
21-Jan-2013 | 28,129.56 AUD | 2,895 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
22-Jan-2013 | Refer to Annexure "F" of Notice |
Stock bonowed under OSLA |
200,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
50,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
80,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
30,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Jan-2013 | 121,037.64 AUD | 12,463 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
22-Jan-2013 | 121,038.16 AUD | 12,463 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
23-Jan-2013 | 418,198.41 AUD | 43,839 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
23-Jan-2013 | 418,197,76 AUD | 43,839 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
24-Jan-2013 | 200,518.23 AUD | 21,460 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
24-Jan-2013 | 200,517.95 AUD | 21,460 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
24-Jan-2013 | 28,129.56 AUD | -2,895 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
25-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
750,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-77,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Jan-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-100,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Jan-2013 | 271,418.33 AUD | 29,387 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
25-Jan-2013 | 271,417.04 AUD | 29,387 Common Stock |
| Credit Suisse Securities (Europe) Limited |
25-Jan-2013 | 121,038.16 AUD | -12,463 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
29-Jan-2013 | 94,137.52 AUD | 10,119 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
29-Jan-2013 | 94,137.06 AUD | 10.119 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
29-Jan-2013 | 418.197.76 AUD | -43,839 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
30-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
10,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Jan-2013 | Refer to Annexure "F" of Notice . |
Stock borrowed under OSLA |
40,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Jan-2013 | 34,133.20 AUD | 3,565 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
30-Jan-2013 | 34,133.09 AUD | 3,565 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
30-Jan-2013 | 200,517.95 AUD | -21,460 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
31-Jan-2013 | 271,418.33 AUD | -29,387 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
01-Feb-2013 | 179,360.37 AUD | 18,474 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
01-Feb-2013 | 94,137.06 AUD | $\pmb{\epsilon}$ | -10,119 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Feb-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-6,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Feb-2013 | 21,780.23 AUD | 2,188 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
04-Feb-2013 | 34,133.09 AUD | -3,565 Common Stock | |
| Credit Sulsse Securities (Europe) Limited |
05-Feb-2013 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-15,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
06-Feb-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
15,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
06-Feb-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
66,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
06-Feb-2013 | 71,829.80 AUD | 7,522 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
06-Feb-2013 | 71,829,83 AUD | 7,522 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
06-Feb-2013 | 179,360.37 AUD | -18,474 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
06-Feb-2013 | 179,361.20 AUD | -18,474 Common Stock | |
| Credit Suisse Securities (Europe) Limited |
18-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
30,700 Common Stock |
| Credit Suisse Securities (USA) LLC |
10-Oct-2012 | 70,487.68 AUD | 7,312 Common Stock | |
| Credit Suisse Securities (USA) LLC |
12-Oct-2012 | 44,220,96 AUD | 4,800 Common Stock | |
| Credit Suisse Securities (USA) LLC |
12-Oct-2012 | 53,433.66 AUD | 5,800 Common Stock | |
| Credit Suisse Securities (USA) LLC |
15-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
480,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
15-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
225,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
15-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
400,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
16-Oct-2012 | ТВА | Stock borrowed under OSLA |
242,400 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities $\mathbf{r}$ (USA) LLC |
16-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
300,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
17-Oct-2012 | 97,654.62 AUD | -10,600 Common Stock | |
| Credit Suisse Securities (USA) LLC |
25-Oct-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
500,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
26-Oct-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-200,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
08-Nov-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-40,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
16-Nov-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
1,000,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
16-Nov-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
1,350,000 Common Stock |
| Credit Sulsse Securities (USA) LLC |
16-Nov-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
500,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Nov-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-395,430 Common Stock |
| Credit Suisse Securities (USA) LLC |
04-Dec-2012 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
1,000,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
11-Dec-2012 | 17,288.80 AUD | 2,000 Common Stock | |
| Credit Suisse Securities (USA) LLC |
11-Dec-2012 | 33,687.36 AUD | 3,899 Common Stock | |
| Credit Suisse Securities (USA) LLC |
12-Dec-2012 | 13,045.65 AUD | 1,500 Common Stock | |
| Credit Suisse Securities (USA) LLC |
13-Dec-2012 | Refer to Annexure "F" of Notice |
Stock bonowed under OSLA |
52,000 Common Stock |
| Credit Sulsse Securities (USA) LLC |
13-Dec-2012 | 475.299.43 AUD | 59,530 Common Stock | |
| Credit Suisse Securities (USA) LLC |
14-Dec-2012 | 17,288.80 AUD | -2,000 Common Stock | |
| Credit Suisse Securities (USA) LLC |
17-Dec-2012 | 13,045.65 AUD | -1,500 Common Stock | |
| Credit Suisse Securities (USA) LLC |
18-Dec-2012 | 239,058.00 AUD | -30,000 Common Stock | |
| Credit Suisse Securities (USA) LLC |
18-Dec-2012 | 236,240.00 AUD | -29,530 Common Stock | |
| Credit Suisse Securities (USA) LLC |
19-Dec-2012 | Refer to Annexure "F" of Notice |
Stock returned under OSLA |
-30,000 Common Stock |
| Credit Suisse Securities (U SA) LLC |
15-Jan-2013 | 106,182.09 AUD | -11,529 Common Stock | |
| Credit Suisse Securities (USA) LLC |
17-Jan-2013 | TBA | Stock borrowed under OSLA |
18,400 Common Stock |
| Credit Suisse Securities (USA) LLC |
18-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
500,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
22-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
22-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
29-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
1,500,000 Common Stock |
$\sim$
| Credit Suisse Securities (USA) LLC |
29-Jan-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
1,500,000 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (USA) LLC |
05-Feb-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
272,899 Common Stock |
| Credit Sulsse Securities (USA) LLC |
06-Feb-2013 | Refer to Annexure "F" of Notice |
Stock borrowed under OSLA |
700,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
06-Feb-2013 | 19.078.40 AUD | 2,000 Common Stock | |
| Credit Suisse AG | 11-Oct-2012 | 17,700.00 AUD | 2,000 Common Stock | |
| Credit Suisse AG | 19-Oct-2012 | 55,869.82 AUD | -5,894 Common Stock | |
| Credit Suisse AG | 19-Oct-2012 | 129,020.03 AUD | -13,611 Common Stock | |
| Credit Suisse AG | 19-Oct-2012 | 30,987.18 AUD | -3,269 Common Stock | |
| Credit Suísse AG | 23-Oct-2012 | 20,000,00 AUD | -2.000 Common Stock | |
| Credit Suisse AG | 13-Nov-2012 | 18,000.00 AUD | 2,000 Common Stock | |
| Credit Suisse AG | 13-Nov-2012 | 7,320.00 AUD | 800 Common Stock | |
| Credit Suisse AG | 13-Nov-2012 | 15,300.00 AUD | -1.700 Common Stock | |
| Credit Suisse AG | 13-Nov-2012 | 15,300.00 AUD | 1,700 Common Stock | |
| Credit Suisse AG | 14-Nov-2012 | 5,040.00 AUD | -560 Common Stock | |
| Credit Suisse AG | 14-Nov-2012 | 5,040.00 AUD | 560 Common Stock | |
| Credit Suisse AG | 20-Nov-2012 | 79,300.00 AUD | -10,000 Common Stock | |
| Credit Suisse AG | 03-Dec-2012 | 8,270.00 AUD | 1,000 Common Stock | |
| Credit Suisse AG | 28-Dec-2012 | 5,430.00 AUD | 600 Common Stock | |
| Credit Suisse AG | 09-Jan-2013 | 5,610.00 AUD | -600 Common Stock | |
| Credit Sulsse AG | 16-Jan-2013 | 46,936.75 AUD | 5,000 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 142,500.00 AUD | -15,000 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 332,523.52 AUD | -35,000 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 272,881.36 AUD | -28,724 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 570,305.80 AUD | -60,028 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 313,034.50 AUD | -32,951 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 743,844.44 AUD | -78,297 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 225,333.46 AUD | -23,693 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 59,916.50 AUD | -6,307 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 203,908.00 AUD | -21,464 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 176,092.00 AUD | -18,536 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 285,000.00 AUD | -30,000 Common Stock | |
| Credit Suisse AG | 22-Jan-2013 | 177,374.50 AUD | -18,671 Common Stock |
| Credit Suisse AG | 22-Jan-2013 | 107,650.23 AUD | -11,329 Common Stock |
|---|---|---|---|
| Credit Suisse AG | 22-Jan-2013 | 95,000.00 AUD | -10,000 Common Stock |
| Credit Suisse AG | 22-Jan-2013 | 95,000,00 AUD | -10.000 Common Stock |
| Credit Suisse AG | 24-Jan-2013 | 1,425,000.00 AUD | -150,000 Common Stock |
| Credit Suisse AG | 25-Jan-2013 | 760,000,00 AUD | -80,000 Common Stock |
| Credit Suisse Funds AG | 14-Nov-2012 | 37,746.00 AUD | 4,660 Common Stock |
| Credit Suisse Funds AG | 21-Dec-2012 | 54,595.20 AUD | 6,204 Common Stock |
| Credit Suisse Funds AG | 25-Jan-2013 | 38,771.04 AUD | 4,196 Common Stock |
| Credit Suisse Fund Management S.A. |
29-Oct-2012 | 22,085.28 AUD | 2,191 Common Stock |
| Credit Suisse Fund Management S.A. |
29-Nov-2012 | 20,457.89 AUD | -2,600 Common Stock |
| Credit Suisse Fund Management S.A. |
20-Dec-2012 | 10,560.00 AUD | 1,200 Common Stock |
| Credit Suisse Fund Management Company (Ireland) Ltd |
30-Jan-2013 | 7.524.63 AUD | 783 Common Stock |
This is Annexure "C" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name sign here
Bel
Sarah Culham
Company Secretary $_{\text{date}}$ 12-Feb-2013
capacity
Annexure "D"
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Credit Suisse International (ARBN 062787106) |
Related Body Corporate |
| Credit Suisse AG | Related Body Corporate |
| Credit Suisse AG, Sydney Branch | Related Body Corporate |
| Credit Suisse Management Company (Ireland) Limited |
Related Body Corporate |
| Credit Suisse Fund Management S.A. | Related Body Corporate |
| Credit Suisse Funds AG | Related Body Corporate |
| Credit Suisse (Hong Kong) Limited | Related Body Corporate |
| Credit Suisse Securities (USA) LLC | Related Body Corporate |
| Credit Suisse Securities (Europe) Limited l (ARBN 099554131) |
Related Body Corporate |
This is Annexure "D" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
capacity Company Secretary
sign here
Ŋ
Sarah Culham
date 12-Feb-2013
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse (Italy) S.p.A. | Via Santa Margherita No. 3, Milan, 20121 |
| Credit Suisse AG (ARBN 061700712) | Paradeplatz 8, Zurich, 8001 |
| Credit Suisse AG, Sydney Branch (ARBN 061700712) |
Level 31 Gateway, 1 Macquarie Place, Sydney, New South Wales, NSW 2000 |
| Credit Suisse Fund Management S.A. | 5, rue Jean Monnet, Luxembourg, 2180 |
| Credit Suisse Funds AG | Giesshübelstrasse 30, Zurich, 8045 |
| Credit Suisse Management Company (Ireland) Limited |
15/16 Fitzwilliam Place, Dublin 2, Ireland |
| Credit Suisse International (ARBN 062787106) |
One Cabot Square, London, E14 4QJ |
| Credit Suisse (Hong Kong) Limited | Level 21, International Commerce Centre.1 Austin Road West.Kowloon.Hong Kong |
| Credit Suisse Securities (USA) LLC | 11 Madison Avenue,, New York, New York 10010, New York 10010 |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square, London, E14 4QJ |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
This is Annexure "E" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
Sarah Culham
capacity Company Secretary
sign here
$\overline{date}$ 12-Feb-2013
Annexure "F"
This is Annexure "F" referred to in the Form 603 "Notice of initial substantial holder"
۳
$\Delta \sim 10$
$\bar{z}$
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | ||||
|---|---|---|---|---|---|
| print name | Sarah Culham | capacity | Company Secretary | ||
| sign here | den - | date | 12-Feb-2013 | ||
$\bar{\mathcal{A}}$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Loan Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Prudential Investment Management Inc. |
| Transfer date | 08 Nov 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}(\mathbf{A})$ and $\mathcal{L}(\mathbf{A})$
| Prescribed information | |
|---|---|
| Schedule Track | |
| Type of agreement | Overseas Securities Loan Agreement (amended) |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Northern Trust Company. |
| Transfer date | 13 Dec 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| ∤lf yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2.$
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
| Prescribed information | |
|---|---|
| Scheeldler | |
| Type of agreement | Overseas Securities Loan Agreement (amended) |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and State Street Bank and Trust and Company |
| Transfer date | 06 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| if yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | Next Business day. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\overline{\phantom{a}}$
$\sim$ $\sim$
| Prescribed information | |
|---|---|
| Scredule | |
| Type of agreement | Master Securities Loan Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and BlackRock Institutional Trust Company formerly known as Barclays Global Investors, N.A. |
| Transfer date | 16 Nov 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Global Masters Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Chase Manhattan Bank (National Association) |
| Transfer date | 18 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Loan Agreement (amended) |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Brown Brothers Harriman and Co. |
| Transfer date | 22 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| if yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\label{eq:1} \begin{split} \mathcal{L}(\mathbf{r}) = \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) + \mathcal{L}(\mathbf{r}) +$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Citibank N.A. |
| Transfer date | 06 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Global Masters Securities Lending Agreement |
| Parties to agreement | Credit Suisse (Europe) Limited and ABN AMRO Mellon Global Securities Services B.V. |
| Transfer date | 25 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Scheduler | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and RBC Dexia Investor Services Trust. |
| Transfer date | 21 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Scheeldle k | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and BlackRock Global Funds (formerly "Merrill Lynch International Investment Funds") |
| Transfer date | 25 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
$\hat{\mathcal{A}}$
$\ddot{\phantom{0}}$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Global Masters Securities Lending Agreement |
| Parties to agreement | Credit Suisse (Europe) Limited and Chase Manhattan Bank (London Branch) |
| Transfer date | 22 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,
| Prescribed information | |
|---|---|
| Schedble | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and The Northern Trust Company |
| Transfer date | 04 Dec 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Borrower must use best endeavours to vote in accordance with the Lender's instructions until completion of the corporate action. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\label{eq:2} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}$
$\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Mitsubishi Trust International |
| Transfer date | 05 Dec 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Union Bank of Switzerland. |
| Transfer date | 02 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Sumitomo Trust and Banking Co (USA). |
| Transfer date | 17 Jan 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Sonedule | |
|---|---|
| Type of agreement | Master Securities Loan Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Caisse De Depot Du Placement Du Quebec. |
| Transfer date | 15 Oct 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\label{eq:2} \mathcal{L} = \mathcal{L} \left( \mathcal{L} \right) \mathcal{L} \left( \mathcal{L} \right)$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Master Securities Loan Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Securities Finance Trust Company (formerly known as UAM Trust Company). |
| Transfer date | 05 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}_{\text{max}}$
| Prescribed information | |
|---|---|
| Schedule - - | |
| Type of agreement | Master Securities Loan Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and The Bank of New York Mellon, as agent for its lending customers. |
| Transfer date | 19 Dec 2012 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
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