AI assistant
ILUKA RESOURCES LIMITED — Major Shareholding Notification 2013
Feb 13, 2013
65116_rns_2013-02-13_47a1e1c0-6a05-4ffa-9e66-7cc19d9f8b57.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Iluka Resources Ltd |
|---|---|
| ACNIARSN | 008 675 018 -------- _________ |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and Its affiliates) | ||
|---|---|---|---|
| ACN/ARSN (if applicable) 008 496 713 |
|||
| The holder ceased to be a substantial holder on | 08-Feb-2013 | ||
| The previous notice was given to the company on | 12-Feb-2013 | ||
| The previous notice was dated | 12-Feb-2013 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| l Date of l change |
i Person whose l relevant interest changed |
l Nature of change (4) |
l Consideration given I in relation to change |
Class (6) and number I Person's votes I of securities affected |
l affected |
|---|---|---|---|---|---|
| ∣See Annexure "A" |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting Interests in the company or scheme are as follows:
| Name and ACN/ARS וור DIE -- The American State College College _________ ---- |
Nature . .iatior |
|---|---|
| l NIA --------------- ___ ---- |
4. Addresses
The addresses of persons named in this form are as follows:
| --------------------------------------- `Name _______ ----- --------------------------------------- |
______ -------------------------------------- --- . Address ------ _________ |
|---|---|
| See Annexure "B" _________ 100 000 0000000 22223 0000 000000000 00000000 |
------- . ______ --------------------------------------- |
Signature
| print name | Sarah Culham | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | 14-Feb-2013 |
Annexure "A"
$\overline{\phantom{a}}$
2. Changes in relevant interests
$\mathbf{q}^{\mathrm{in}}$ , where $\mathbf{q}^{\mathrm{in}}$
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of
the company or scheme, since the substantial holder was last required
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
2,485.70 AUD | 265 Common Stock | 265 |
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
69.021.63 AUD | 7,366 Common Stock | 7,366 |
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
42,884.20 AUD | 4,577 Common Stock | 4,577 |
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
4,969.84 AUD | -504 Common Stock | -504 |
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
4,480.00 AUD | -448 Common Stock | -448 |
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
2,190.90 AUD | -218 Common Stock | $-218$ |
| 07-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
38,369.49 AUD | $-3,850$ Common Stock |
$-3,850$ |
| 08-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
3,061.14 AUD | 326 Common Stock | 326 |
| 08-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
132,450.50 AUD | 14,193 Common Stock |
14.193 |
| 08-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
11,217.88 AUD | $-1,151$ Common Stock |
$-1.151$ |
| 08-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
11,218.45 AUD | $-1,151$ Common Stock |
$-1,151$ |
| 08-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
29,859.83 AUD | $-3,051$ Common Stock |
$-3,051$ |
| 08-Feb-2013 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
4,332.72 AUD | -443 Common Stock | $-443$ |
| 08-Feb-2013 | Credit Suisse Equities (Australia) Limited |
Stock borrowed under ASLA |
Refer to Annexure "C" of Notice |
2,000 Common Stock ® |
2,000 |
| 07-Feb-2013 | Credit Suisse International |
Acquired on market |
133,576.56 AUD | 14,271 Common Stock |
14,271 |
| 07-Feb-2013 | Credit Suisse International |
Acquired on market |
187,380.00 AUD | 20,000 Common Stock |
20,000 |
| 07-Feb-2013 | Credit Suisse International |
Acquired on market |
140,500.50 AUD | 15,000 Common Stock |
15,000 |
| 07-Feb-2013 | Credit Suisse International |
Acquired on market |
59,613.84 AUD | 6.369 Common Stock | 6,369 |
| 07-Feb-2013 | Credit Suisse International |
Disposed on market |
9.75 AUD | -1 Common Stock | -1 |
| 07-Feb-2013 | Credit Suisse International |
Disposed on market |
199,200.00 AUD | $-20,000$ Common Stock |
$-20,000$ |
| 07-Feb-2013 | Credit Suisse International |
Disposed on market |
198,212.00 AUD | $-20,000$ Common Stock |
$-20,000$ |
| 08-Feb-2013 | Credit Suisse International |
Acquired on market |
93,796.48 AUD | 10,064 Common Stock |
10,064 |
| 08-Feb-2013 | Credit Suisse International |
Acquired on market |
71,204.13 AUD | 7,619 Common Stock | 7,619 |
| 07-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
87,313.27 AUD | 9,318 Common Stock | 9,318 |
| 07-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
21,780.23 AUD | -2,188 Common Stock |
$-2,188$ |
| 07-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
6,699.34 AUD | -673 Common Stock | $-673$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-50,000 Common Stock |
$-50,000$ |
|---|---|---|---|---|---|
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-146,000 Common Stock |
$-146,000$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-80,000 Common Stock |
$-80,000$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-250,000 Common Stock |
$-250,000$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-750,000 Common Stock |
$-750,000$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-128,921 Common Stock |
$-128.921$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-130,000 Common Stock |
$-130,000$ |
| 08-Feb-2013 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
$-30,000$ Common Stock |
$-30,000$ |
| 07-Feb-2013 | Credit Suisse Securities (USA) LLC |
Acquired on market |
28,099.20 AUD | 3,000 Common Stock | 3,000 |
| 08-Feb-2013 | Credit Sulsse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-104,570 Common Stock |
$-104,570$ |
| 08-Feb-2013 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-1,500,000 Common Stock |
$-1,500,000$ |
| 08-Feb-2013 | Credit Suisse Securities (USA) LLC |
Stack returned under OSLA |
Refer to Annexure "C" of Notice |
-100,000 Common Stock |
$-100,000$ |
| 08-Feb-2013 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure "C" of Notice |
-500,000 Common Stock |
$-500,000$ |
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
Sarah Culham
$\ddot{\phantom{a}}$
capacity Company Secretary $\overline{date}$
14-Feb-2013
sign here
Bals
Annexure "B"
4. Addresses
$\sqrt{2}$ .
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney, New South Wales, |
| Credit Suisse (Hong Kong) Limited | Level 21, International Commerce Centre.1 Austin Road West,Kowloon,Hong Kong |
| Credit Suisse International (ARBN 062787106) |
One Cabot Square, London, E14 4QJ |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square, London, E14 4QJ |
| Credit Suisse Securities (USA) LLC | 11 Madison Avenue,, New York, New York 10010, New York 10010 |
This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) - Australian Suisse Holdings (Australia) Signature $\sim$ 14 $\pm$ 14 $\pm$ 14 $\pm$
print name sign here
Sarah Culham
capacity Company Secretary $\overline{date}$ 14-Feb-2013
Annexure "C"
This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
$\mathcal{A}^{\text{out}}$
$\mathcal{A}(\mathcal{A})$ and $\mathcal{A}(\mathcal{A})$ are the set of $\mathcal{A}(\mathcal{A})$ . In the $\mathcal{A}(\mathcal{A})$
$\sim$
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | ||||
|---|---|---|---|---|---|
| print name | Sarah Culham | capacity | Company Secretary | ||
| sign here | date | 14-Feb-2013 | |||
$\mathcal{A}^{\mathcal{A}}$ and $\mathcal{A}^{\mathcal{A}}$ are $\mathcal{A}^{\mathcal{A}}$ . In the contribution of $\mathcal{A}^{\mathcal{A}}$
$\ddot{\phantom{a}}$
| Prescribed information | |
|---|---|
| Scheduler | |
| Type of agreement | Overseas Securities Loan Agreement (amended) |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and State Street Bank and Trust and Company |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | Next Business day. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Ç |
$\sim 10^{-10}$
$\ddot{\phantom{0}}$
$\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\$
| Global Masters Securities Lending Agreement |
|---|
| Credit Suisse Securities (USA) LLC Limited and Chase Manhattan Bank (National Association) |
| 08 Feb 2013 |
| With 4 business days prior notice. |
| If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}_{\text{max}}$ .
| Schedale | |
|---|---|
| Type of agreement | Overseas Securities Loan Agreement (amended) |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Brown Brothers Harriman and Co. |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}^{\text{max}}{\text{max}}$ , where $\mathcal{L}^{\text{max}}{\text{max}}$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Global Masters Securities Lending Agreement |
| Parties to agreement | Credit Suisse (Europe) Limited and ABN AMRO Mellon Global Securities Services B.V. |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}(\mathcal{A})$ and $\mathcal{L}(\mathcal{A})$
| Prescribed information | |
|---|---|
| Schedule: | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and BlackRock Global Funds (formerly "Merrill Lynch International Investment Funds") |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Senectule | |
|---|---|
| Type of agreement | Overseas Securities Lender's Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Sumitomo Trust and Banking Co (USA). |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Global Masters Securities Lending Agreement |
| Parties to agreement | Credit Suisse (Europe) Limited and Chase Manhattan Bank (London Branch) |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2.$
$\label{eq:2} \frac{1}{2} \int_{\mathbb{R}^3} \frac{1}{\sqrt{2}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac{d\mathbf{x}}{d\mathbf{x}} \, \frac$
| Prescribed information | |
|---|---|
| Senedule | |
| Type of agreement | Australian Master Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and National Australia Bank Limited |
| Transfer date | 08 Feb 2013 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | Early return is subject to the lender's acceptance |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\label{eq:2.1} \begin{split} \mathcal{L}{\text{max}}(\mathbf{r}) & = \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r})$
$\label{eq:2.1} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\$
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
$\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}})$ and $\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}})$
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\left(\frac{1}{\sqrt{2\pi}}\right)^{2}d\mu\left(\frac{1}{\sqrt{2\pi}}\right)\frac{d\mu}{d\mu}d\mu\left(\frac{1}{\sqrt{2\pi}}\right).$