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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2013
Mar 14, 2013
65116_rns_2013-03-14_32ad1c5f-0958-495c-8803-b8328e6ea259.pdf
Major Shareholding Notification
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$15-Mar-13$
Company Announcements Australian Stock Exchange Limited 20 Bridge Street Sydney NSW 200
Fax: 1300 135 638
Dear Sir/Madam
Substantial Shareholder Notice
In accordance with section 671B(3) of the Corporations Act 2001 (Cth), I attach a Notice of Initial Substantial Holder (Form 603) in respect of lluka Resources Limited
4 pages in total including this letter.
Yours faithfully
Steve Gliddon Director
Northodpe Capital Pty Ltd Level 23, Australia Square, 264 George Street Sydney NSW 2000 P +61 2 9220 3300 F +61 2 92472801 [email protected] ABIN 68 106 390 247
| Form 603 Corporations Act 2001 Section 671B |
|
|---|---|
| Notice of Initial Substantial Holder | |
| To Company Name / Schame Huka Resources Limited | |
| ACN/ARSN | 008 675 018 |
| 1. Detail of Substantial Shareholder (1) | |
| Name | NORTHOAPE CAPITAL PTY LTD |
| ACN / ARSN (If Applicable) | 108 390 247 |
The holder bacame substantial shareholder on
- Details of Voting Power
The total number of votes sitsched to all the voting shares in the company or voting interests in the soheme that the substantial holder or an associate (2) ned a relevant interest (3) in on the substantial holder become a substantial holder are as follows:
13/03/2013
| -------- Class of Securities (4) Number of Securities |
------- Person's Votes (5) |
Volino Power (6) | |
|---|---|---|---|
| فتستنبضهم Ordinary |
21 590,916 | 21.590.916 | 5.16% $\cdots$ |
3. Details of relevant Interests
...
The nature of the relevant interest the aubstantial incider or an associate had in the following voting securities on the date the aubstential holder became a 4ubstantial holder are as follows:
| Halder af relevant interest | Nature of relevant interest (7) | Class and Number of securities |
|---|---|---|
| Northoape Capital Pty Ltd | [Power to vote and dispose of shares in the | 21,590,916 |
| Tcapacity as investment manager for several Iwholesale investors |
4. Details of present registered holders
The persons registored as holders of the escurilies referred to in persgraph 3 above are as follows:
$\bar{1}$
| Holder of relevant securities | iRegistered holder of securities | Person entitled to be registered as holder (8) Class and number of securities | |
|---|---|---|---|
| ∤See Annexure 1 | ____ | ||
| - - - - - - |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder become a substantial holder is as follows:
| Holder of relevent interest |
Type | Date of acquisition |
Consideration (9) | Class and number of securities | ||
|---|---|---|---|---|---|---|
| Cash | Non-sath | |||||
| Purchases | Various | \$240,028,889.64 | 23,431,732 | |||
| Northcape Capital Pty Ltd | Sales | l Various. | 18,707,148.63 | 1,840,818 | ||
6. Associates
The ressons the persons named in paragraph 3 shove are associates of the aubstantial holder are as follows:
| سـ | ------ | ____ | --- | |
|---|---|---|---|---|
| ____ | ||||
| Name and ACN/ARSN (if applicable) Nature of association | __ |
. | ||
| __ | ||||
| $\overline{\phantom{000000000000000000000000000000000000$ | . | __ | ||
| ----- | ||||
7. Addresses
The addresses of persons in this form are as follows:
| Northcape Capital Pty Ltd | L23 Australia Square, 264 George St., Sydney NSW 2000 |
|---|---|
| Signature | Print Name | Steve Gilddon | Capacity |
DIRECTOR | |
|---|---|---|---|---|---|
| Sign Here | FRANCIS | Date | 16/03/2013 | ||
| --- |
DIRECTIONS
(1) if there ere a number of subatantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an amexure to the form. If the relevant interests of a group of paraonal are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the pames and addresses of members is clearly set out in persgraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6719(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person's votas divided by the total votes in the body corporats or schame multiplied by 100.
(7) include details of:
(e) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 871B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate datails of any contract. scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(6) if the aubstantial noider is unable to determine the identity of the person (eg if the relevant interest erises because of an option) write "unknown".
(B) Details of the consideration must include any and all benefits, money and other, that any parson from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benafit paid on behalf of the substantial holder or its associate in relation to the acquieitons, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure 1
The persons registered as holders of the securities
| Holder of relevant interest |
Registered holder of Isecurities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities | Person's votes | |
|---|---|---|---|---|---|---|
| Northeape Capital Pty Ltd |
HSBC Custody Ltd |
HSBC Custody Nominees (Australia) Nominees (Australia) Ltd |
Power to you and dispose of shares in the capacity as investnent manager |
Ordinary Fully Paid |
1.426.286 | 1,426,206 |
| Northcape Capital Pty Ltd |
Australia Ltd | JP Morgan Nominees JP Morgan Nominees Australia Ltd |
Power to vote and dispose of shares in the capacity as investment manager |
Ordinary Pully Paid |
11 820 672 | 11.620.572 |
| Nonhcape Capital Pty Ltd |
National Nominees Ltd |
National Nominees Ltd |
Power to vote and dispose of shares in the capacity as investment manager |
Ordinary Fully Paid |
5 152,046 | 6.162.046 |
| Northeape Capital Pty Ltd |
BNF Paribas Securities Services Ltd |
BNP Paribas Securities Services Ltd dispose of shares in |
Power to vote and the capacity as |
Ordinary Fully Pad |
1.634.575 | 1.834.675 |
| Northcape Capital Pty Ltd |
State Street Australia Ltd |
State Street Australia Ltd |
Power to vote and dispose of shares in the capacity as |
Ordinary Fully Paid |
1.015,846 | 1015.648 |
| Northeape Canital Pty Ltd |
RBC Dexia Investor Services Trust |
RBC Dexis Investor Services Trust |
Power to vote and dispose of shares in the capacity as ілуентепі танадег |
Ordinary Fully Paid |
640,881 | 540,881 |
Northaape Capital Pty Ltd oophurry Eta.
Laval 23, Australia Square, 264 George Street Sydney NSW 2000
P +61 2 9220 3300 F +61 2 92472801 [email protected] $p.4$ ...