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ILUKA RESOURCES LIMITED Major Shareholding Notification 2013

Mar 14, 2013

65116_rns_2013-03-14_32ad1c5f-0958-495c-8803-b8328e6ea259.pdf

Major Shareholding Notification

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$15-Mar-13$

Company Announcements Australian Stock Exchange Limited 20 Bridge Street Sydney NSW 200

Fax: 1300 135 638

Dear Sir/Madam

Substantial Shareholder Notice

In accordance with section 671B(3) of the Corporations Act 2001 (Cth), I attach a Notice of Initial Substantial Holder (Form 603) in respect of lluka Resources Limited

4 pages in total including this letter.

Yours faithfully

Steve Gliddon Director

Northodpe Capital Pty Ltd Level 23, Australia Square, 264 George Street Sydney NSW 2000 P +61 2 9220 3300 F +61 2 92472801 [email protected] ABIN 68 106 390 247

Form 603
Corporations Act 2001
Section 671B
Notice of Initial Substantial Holder
To Company Name / Schame Huka Resources Limited
ACN/ARSN 008 675 018
1. Detail of Substantial Shareholder (1)
Name NORTHOAPE CAPITAL PTY LTD
ACN / ARSN (If Applicable) 108 390 247

The holder bacame substantial shareholder on

  1. Details of Voting Power
    The total number of votes sitsched to all the voting shares in the company or voting interests in the soheme that the substantial holder or an associate (2) ned a relevant interest (3) in on the substantial holder become a substantial holder are as follows:

13/03/2013

--------
Class of Securities (4)
Number of Securities
-------
Person's Votes (5)
Volino Power (6)
فتستنبضهم
Ordinary
21 590,916 21.590.916 5.16%
$\cdots$

3. Details of relevant Interests

...
The nature of the relevant interest the aubstantial incider or an associate had in the following voting securities on the date the aubstential holder became a 4ubstantial holder are as follows:

Halder af relevant interest Nature of relevant interest (7) Class and Number of securities
Northoape Capital Pty Ltd [Power to vote and dispose of shares in the 21,590,916
Tcapacity as investment manager for several
Iwholesale investors

4. Details of present registered holders

The persons registored as holders of the escurilies referred to in persgraph 3 above are as follows:

$\bar{1}$

Holder of relevant securities iRegistered holder of securities Person entitled to be registered as holder (8) Class and number of securities
∤See Annexure 1 ____
- - - - - -

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder become a substantial holder is as follows:

Holder of relevent interest
Type Date of
acquisition
Consideration (9) Class and number of securities
Cash Non-sath
Purchases Various \$240,028,889.64 23,431,732
Northcape Capital Pty Ltd Sales l Various. 18,707,148.63 1,840,818

6. Associates

The ressons the persons named in paragraph 3 shove are associates of the aubstantial holder are as follows:

سـ ------ ____ ---
____
Name and ACN/ARSN (if applicable) Nature of association
__
.
__
$\overline{\phantom{000000000000000000000000000000000000$ . __
-----

7. Addresses

The addresses of persons in this form are as follows:

Northcape Capital Pty Ltd L23 Australia Square, 264 George St., Sydney NSW 2000
Signature Print Name Steve Gilddon Capacity
DIRECTOR
Sign Here FRANCIS Date 16/03/2013
---

DIRECTIONS

(1) if there ere a number of subatantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an amexure to the form. If the relevant interests of a group of paraonal are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the pames and addresses of members is clearly set out in persgraph 7 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 6719(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

(6) The person's votas divided by the total votes in the body corporats or schame multiplied by 100.

(7) include details of:

(e) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 871B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate datails of any contract. scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(6) if the aubstantial noider is unable to determine the identity of the person (eg if the relevant interest erises because of an option) write "unknown".

(B) Details of the consideration must include any and all benefits, money and other, that any parson from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benafit paid on behalf of the substantial holder or its associate in relation to the acquieitons, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure 1

The persons registered as holders of the securities

Holder of
relevant interest
Registered holder of
Isecurities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number of securities Person's votes
Northeape
Capital Pty Ltd
HSBC Custody
Ltd
HSBC Custody
Nominees (Australia) Nominees (Australia)
Ltd
Power to you and
dispose of shares in
the capacity as
investnent manager
Ordinary Fully
Paid
1.426.286 1,426,206
Northcape
Capital Pty Ltd
Australia Ltd JP Morgan Nominees JP Morgan Nominees
Australia Ltd
Power to vote and
dispose of shares in
the capacity as
investment manager
Ordinary Pully
Paid
11 820 672 11.620.572
Nonhcape
Capital Pty Ltd
National Nominees
Ltd
National Nominees
Ltd
Power to vote and
dispose of shares in
the capacity as
investment manager
Ordinary Fully
Paid
5 152,046 6.162.046
Northeape
Capital Pty Ltd
BNF Paribas
Securities Services
Ltd
BNP Paribas
Securities Services Ltd dispose of shares in
Power to vote and
the capacity as
Ordinary Fully
Pad
1.634.575 1.834.675
Northcape
Capital Pty Ltd
State Street Australia
Ltd
State Street Australia
Ltd
Power to vote and
dispose of shares in
the capacity as
Ordinary Fully
Paid
1.015,846 1015.648
Northeape
Canital Pty Ltd
RBC Dexia Investor
Services Trust
RBC Dexis Investor
Services Trust
Power to vote and
dispose of shares in
the capacity as
ілуентепі танадег
Ordinary Fully
Paid
640,881 540,881

Northaape Capital Pty Ltd oophurry Eta.
Laval 23, Australia Square, 264 George Street Sydney NSW 2000
P +61 2 9220 3300 F +61 2 92472801 [email protected] $p.4$ ...