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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2013
Jun 17, 2013
65116_rns_2013-06-17_0b853a02-f580-49fa-9cc7-aa79b369dce7.pdf
Major Shareholding Notification
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Form 604 Corporations Law Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme Iluka Resources Limited ACN/ARSN 008 675 018 1. Details of substantial holder (1) Name Schroder Investment Management Australia Limited ACN/ARSN (if applicable) 000 443 274 There was a change in the interests of the substantial holder on 14/06/2013 The previous notice was given to the company on 30/11/2012 The previous notice was dated 28/11/2012
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes |
Voting power(5) |
Person’s votes |
Voting power (5) |
|
| OrdinaryShares | 27,386,364 | 6.54% | 21,669,724 | 5.18% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date of | Person whose | Nature of | Consideration | Class and | Person’s votes | ||
|---|---|---|---|---|---|---|---|
| change | relevant | change (6) | given in | number of | affected | ||
| interest | relation to | securities | |||||
| changed | change (7) | affected | |||||
| 29/11/2012 | |||||||
| – | SIMAL | Buy | 4,473,330.10 | 466,035 | 466,035 | ||
| 14/06/2013 | |||||||
| 29/11/2012 | |||||||
| – | SIMAL | Sell | 77,573,191.47 | 7,057,335 | 7,057,335 | ||
| 14/06/2013 | |||||||
| 29/11/2012 – 14/06/2013 |
SIMAL | In Specie Transfer In |
4,515,637.71 | 479,815 | 479,815 | ||
| 29/11/2012 | |||||||
| – | SIM LTD | Buy | 28,525,038.47 | 3,205,742 | 3,205,742 | ||
| 14/06/2013 | |||||||
| ~~29/11/2012~~ | ~~SIM LTD~~ | ~~Sell~~ | ~~30,297,275.20~~ | ~~2,824,217~~ | ~~2,824,217~~ |
| – 14/06/2013 |
|||||
|---|---|---|---|---|---|
| 29/11/2012 – 14/06/2013 |
SIM LTD | In Specie Transfer In |
6,212,384.87 | 557,968 | 557,968 |
| 29/11/2012 – 14/06/2013 |
SIM LTD | In Specie Transfer Out |
5,925,211.97 | 532,003 | 532,003 |
| 29/11/2012 – 14/06/2013 |
SIMNA INC | Buy | 8,306,129.32 | 913,916 | 913,916 |
| 29/11/2012 – 14/06/2013 |
SIMNA INC | Sell | 8,860,624.07 | 828,706 | 828,706 |
| 29/11/2012 – 14/06/2013 |
SIMNA INC | In Specie Transfer Out |
913,965.70 | 97,855 | 97,855 |
4. Present relevant interests
| – 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
– 14/06/2013 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer In 6,212,384.87 557,968 557,968 29/11/2012 – 14/06/2013 SIM LTD In Specie Transfer Out 5,925,211.97 532,003 532,003 29/11/2012 – 14/06/2013 SIMNA INC Buy 8,306,129.32 913,916 913,916 29/11/2012 – 14/06/2013 SIMNA INC Sell 8,860,624.07 828,706 828,706 29/11/2012 – 14/06/2013 SIMNA INC In Specie Transfer Out 913,965.70 97,855 97,855 4. Present relevant interests |
|---|---|---|---|---|---|---|---|
| Particulars ofeach relevantinterest ofthe substantial holder in voting securities afterthe change are asfollows: Holder of relevant interest Registered holder of securities Person entitled to be registered asholder(8) Nature of relevant interest (6) Class and number of securities Person’s votes SIMAL BNP Paribas Securities Services BNP Paribas Securities Services Power to dispose of securities 1,186,804 1,186,804 SIMAL JP Morgan Custodial Services JP Morgan Custodial Services Power to dispose of securities 5,255,923 5,255,923 SIMAL Citicorp Nominees Ltd Citicorp Nominees Ltd Power to dispose of securities 1,885,234 1,885,234 SIMAL HSBC Custody Nominees (Australia)Ltd HSBC Custody Nominees (Australia) Ltd Power to dispose of securities 1,310,466 1,310,466 SIMAL National Nominees Ltd Melbourne National Nominees Ltd Melbourne Power to dispose of securities 3,706,916 3,706,916 SIMAL State Street Australia Ltd State Street Australia Ltd Power to dispose of securities 1,016,224 1,016,224 SIM LTD JPMorgan Chase Bank, N.A. (Bournemouth) JPMorgan Chase Bank, N.A. (Bournemouth) Power to dispose of securities 4,835,615 4,835,615 SIM LTD State Street Bank & Trust Co. State Street Bank & Trust Co. Power to dispose of securities 18,686 18,686 SIM LTD UBS AG, London UBS AG, London Power to dispose of securities 19,380 19,380 SIM LTD Bank of New York Bank of New York Power to dispose of securities 64,430 64,430 SIM LTD Commerzbank AG Commerzbank AG Power to dispose of securities 7,191 7,191 SIM LTD Brown Brothers Harriman Brown Brothers Harriman Power to dispose of securities 8,620 8,620 SIM LTD Caceis Paris Caceis Paris Power to dispose of securities 11,125 11,125 SIMNA INC JPMorgan JPMorgan Power to 1,484,804 1,484,804 |
|||||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered asholder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
||
| SIMAL | BNP Paribas Securities Services |
BNP Paribas Securities Services |
Power to dispose of securities |
1,186,804 | 1,186,804 | ||
| SIMAL | JP Morgan Custodial Services |
JP Morgan Custodial Services |
Power to dispose of securities |
5,255,923 | 5,255,923 | ||
| SIMAL | Citicorp Nominees Ltd |
Citicorp Nominees Ltd |
Power to dispose of securities |
1,885,234 | 1,885,234 | ||
| SIMAL | HSBC Custody Nominees (Australia)Ltd |
HSBC Custody Nominees (Australia) Ltd |
Power to dispose of securities |
1,310,466 | 1,310,466 | ||
| SIMAL | National Nominees Ltd Melbourne |
National Nominees Ltd Melbourne |
Power to dispose of securities |
3,706,916 | 3,706,916 | ||
| SIMAL | State Street Australia Ltd |
State Street Australia Ltd |
Power to dispose of securities |
1,016,224 | 1,016,224 | ||
| SIM LTD | JPMorgan Chase Bank, N.A. (Bournemouth) |
JPMorgan Chase Bank, N.A. (Bournemouth) |
Power to dispose of securities |
4,835,615 | 4,835,615 | ||
| SIM LTD | State Street Bank & Trust Co. |
State Street Bank & Trust Co. |
Power to dispose of securities |
18,686 | 18,686 | ||
| SIM LTD | UBS AG, London |
UBS AG, London |
Power to dispose of securities |
19,380 | 19,380 | ||
| SIM LTD | Bank of New York |
Bank of New York |
Power to dispose of securities |
64,430 | 64,430 | ||
| SIM LTD | Commerzbank AG |
Commerzbank AG |
Power to dispose of securities |
7,191 | 7,191 | ||
| SIM LTD | Brown Brothers Harriman |
Brown Brothers Harriman |
Power to dispose of securities |
8,620 | 8,620 | ||
| SIM LTD | Caceis Paris | Caceis Paris | Power to dispose of securities |
11,125 | 11,125 | ||
| SIMNA INC | JPMorgan |
JPMorgan |
Power to |
1,484,804 | 1,484,804 | ||
| ~~Chase Bank,~~ | ~~Chase Bank,~~ | ~~dispose of ~~ |
| N.A. (Bournemouth) |
N.A. (Bournemouth) |
securities | |||
|---|---|---|---|---|---|
| SIMNA INC | Bank of New York Prudential |
Bank of New York Prudential |
Power to dispose of securities |
50,699 | 50,699 |
| SIMNA INC | JPMorgan NY Other |
JPMorgan NY Other |
Power to dispose of securities |
156,623 | 156,623 |
| SIMNA INC | State Street Bank & Trust Co. |
State Street Bank & Trust Co. |
Power to dispose of securities |
650,984 | 650,984 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| Schroder Investment Management (Australia) Limited (“SIMAL”) |
Related Fund Manager |
| Schroder Investment Management UK Limited (“SIM LTD”) |
Relevant Fund Manager |
| Schroder Investment Management North America (“SIMNA INC”) |
Relevant Fund Manager |
6. Addresses
The addresses of persons named in this form are:
| Name | Address |
|---|---|
| Schroder Investment Management Australia Limited(“SIMAL”) |
Level 20 Angel Place, 123 Pitt Street, Sydney, 2000, Australia |
| Schroder Investment Management Limited (“SIM LTD”) |
31 Gresham Street, London EC2V 7QA, UK |
| Schroder Investment Management North America (“SIMNA INC”) |
31 Gresham Street, London EC2V 7QA, UK |