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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2013
Nov 21, 2013
65116_rns_2013-11-21_c7c61720-f936-4abb-a521-7e7ec566ea4d.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Iluka Resources Ltd. | |
|---|---|---|
| ACN/ARSN | 008 675 018 | |
| 1. Details of substantial holder (1) Name |
RS Investment Management Co. LLC | |
| ACN/ARSN (if applicable) | ||
| There was a change in the interests of the substantial holder on |
14 / 11 / 2013 | |
| The previous notice was given to the company on | 20 / 3 / 2013 | |
| The previous notice was dated | 19 / 3 / 2013 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant
interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voling power (5) | Person's votes | Voling power (5) | |
| Ordinary shares | 25,556,248 | 6,10 | 29,870.526 | 7,13 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Dale of change | Person whose relevant Interest changed |
Nature of change | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 20-Mar-13 | RS Investment Management Co. LLC | Acquisition of shares | 7,899.584 | 862 400 | 848,690 |
| 21-Mar-13 | RS Investment Management Co. LLC | Acquisition of shares | 2,950,776 | 319.694 | 314,620 |
| RS Invesiment Management Co. LLC | Acquisition of shares | 3,814,176 | 417.763 | 411.139 | |
| 22-Mar-13 | RS Investment Management Co. LLC | Acquisition of shares | 4.635.000 | 500 000 | 492,059 |
| 25-Mar-13 | Acquisition of shares | 3,656,000 | 400.000 | 397,657 | |
| 26-Mar-13 | RS Investment Management Co. LLC | Disposition of shares | 256.584 | 26,107 | 28,107 |
| 26-Mar-13 | RS Investment Management Co. LLC | Acquisition of shares | 1711,029 | 183,390 | 180,040 |
| 3-Apr-13 | RS Investment Management Co, LLC | 849,866 | 93.600 | 93,600 | |
| 8-Apr-13 | RS Investment Management Co. LLC | Acquisition of shares | 1.183,611 | 120,900 | 120,900 |
| 11-Apr-13 | RS Investment Management Co. LLC | Acquisition of shares | 6.560 | 6,560 | |
| 17-Apr-13 | RS Investment Management Co. LLC | Acquisition of shares | 60.352 | 30,090 | |
| 19-Apr-13 | RS Investment Management Co. LLC | Acquisition of shares | 265,996 | 30,090 | |
| 19 Apr-13 | RS Invesiment Management Co. LLC | Disposition of shares | 5.569,608 | 635,800 | 624,470 |
| RS Investment Management Co. LLC | Acquisition of shares | 393,344 | 43,900 | 43,900 | |
| 22-Apr-13 $3-May-13$ |
RS Investment Management Co. LLC | Acquisition of shares | 1,309,365 | 143,100 | 135,370 |
| RS Investment Management Co. LLC | Disposition of shares | 6.432,000 | 600,000 | 580,635 | |
|---|---|---|---|---|---|
| 9 May 13 | RS Investment Management Co. LLC | Disposition of shares | 9 226 214 | 855,864 | 839,612 |
| 10-May-13 | RS Investment Management Co. LLC | Disposition of shares | 1,618,500 | 150,000 | 147,128 |
| 13-May-13 | RS Investment Management Co. LLC | Disposition of shares | 3,742,635 | 341,170 | 334,633 |
| 14-May-13 | RS Investment Management Co. LLC | Disposition of shares | 82,416 | 7,575 | 7,428 |
| 16-May 13 | Disposition of shares | 1,082,000 | 100,000 | 98,085 | |
| 17-May 13 | RS Investment Management Co. LLC | Disposition of shares | 2,432,250 | 225,000 | 220,704 |
| 20-May-13 | RS Investment Management Co. LLC RS Investment Management Co. LLC |
Disposition of shares | 4,066,514 | 364,383 | 356,044 |
| 21-May 13 | RS Investment Management Co. LLC | Acquisition of shares | 889,41B | 80,200 | 80,200 |
| 3-Jun-13 | RS Investment Management Co. LLC | Disposition of shares | 632,830 | 60,500 | ٥ |
| 7-Jun-13 | Acquisition of shares | 234,876 | 22,200 | 22,200 | |
| 11-Jun-13 | RS Investment Management Co. LLC RS Investment Management Co. LLC |
Disposition of shares | 851,690 | 80,500 | 0 |
| 11-Jun-13 | Disposition of shares | 713,380 | 67,300 | 0 | |
| 12-Jun-13 | RS Investment Management Co. LLC | Acquisition of shares | 75,190 | 7,300 | 0 |
| 13-Jun-13 | RS Investment Management Co. LLC | Acquisition of shares | 385,365 | 37,090 | 37,090 |
| 14 Jun 13 | RS Investment Management Co. LLC | Disposition of shares | 697,702 | 67,216 | 0 |
| 14-Jun-13 | RS Investment Management Co. LLC | Acquisition of shares | 8,784,000 | 900,000 | 894,390 |
| $21 - Jun - 13$ | RS Investment Management Co. LLC | Acquisition of shares | 4,690,818 | 491,700 | 446,590 |
| 24-Jun-13 | RS Investment Management Co. LLC RS Investment Management Co. LLC |
Acquisition of shares | 6,308,325 | 661,250 | 656,380 |
| 25-Jun-13 | RS Investment Management Co. LLC | Acquisition of shares | 6,260,872 | 642,600 | 594,510 |
| 26-Jun-13 | RS Investment Management Co. LLC | Acquisition of shares | 1,009,000 | 100,900 | 100,900 |
| $27 -$ Jun-13 | RS Investment Management Co. LLC | Acoulsition of shares | 695,837 | 69,100 | 69,100 |
| $1$ Jul $13$ | RS Investment Management Co. LLC | Olsposition of shares | 340,178 | 32,995 | 32,995 |
| $2$ -Jul-13 | RS Investment Management Co. LLC | Acquisition of shares | 812,498 | 78,200 | 78,200 |
| 4-Jul-13 | RS Investment Management Co. LLC | Acquisition of shares | 604,320 | 65,800 | 65,800 |
| 8-Jul-13 | RS Investment Management Co, LLC | Acquisition of shares | 849,002 | 81,400 | 81,400 |
| 9 Jul 13 16-Jul-13 |
RS Investment Management Co. LLC | Acquisition of shares | 1,355,329 | 130,070 | 127,110 |
| 17-Jul-13 | RS Investment Management Co, LLC | Acquisition of shares | 951,570 | 87,300 | 87,300 |
| 18 Jul 13 | RS Investment Management Co. LLC | Acquisition of shares | 960,015 | 86,100 | 86.100 |
| 25-Jul-13 | RS Investment Management Co. LLC | Disposition of shares | 2,952,133 | 258,959 | 256,912 |
| 26-Jul-13 | RS Investment Management Co. LLC | Disposition of shares | 30,267 | 2,655 | 2 634 |
| 31-Jul-13 | RS Investment Management Co. LLC | Acquisition of shares | 754,844 | 68,004 | D |
| 1-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 988,251 | 88.158 | 68.966 |
| RS Investment Management Co. LLC | Acquisition of shares | 463,779 | 40.154 | 40.154 | |
| 2-Aug-13 2-Aug-13 |
RS Investment Management Co. LLC | Disposition of shares | 9,336.000 | 800,000 | 795.006 |
| 5 Aug 13 | RS Investment Management Co. LLC | Acquisition of shares | 380,357 | 32.733 | 32,733 |
| 5-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 3,969.240 | 341,000 | 338,546 |
| 6-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 8,752,500 | 750,000 | 744,603 |
| 7 Aug-13 | RS Investment Management Co. LLC | Acquisition of shares | 392.539 | 34,253 | 34,253 |
| 7-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 1,364.712 | 118,981 | 110,121 |
| 8-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 4,011,000 | 350,000 | 347,470 |
| 9-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 2,890,000 | 250,000 | 248,193 |
| 12 Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 4,920,637 | 420,927 | 417,885 |
| 13-Aug-13 | RS Investment Management Co. LLC | Acquisition of shares | 1,018,454 | 86,973 | 66,973 |
| 13-Aug-13 | RS investment Management Co. LLC | Disposition of shares | 4,003,176 | 340,986 | 338,485 |
| '14'Aug-13' | RS Investment Management Co. LLC | Disposition of shares | 2,547,272 | 217,344° | 215,750 |
| 15-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 174.719 | 15,049 | 14,938 |
| 20-Aug-13 | RS Investment Management Co. LLC | Acquisition of shares | 379,540 | 35,306 | 0 |
| 23-Aug-13 | RS Investment Management Co. LLC | Disposition of shares | 1374,000 | 120,000 | 119,203 |
| 27-A明 13 | RS Investment Management Co. LLC | Acquisition of shares | 1,570,265 | 136,716 | 138,716 |
| 29-Aug-13 | RS Investment Management Co. LLC | Acquisition of shares | 1,399,182 | 129,434 | 0 |
| 37,589 134,446 1,480,250 Acquisition of shares 2-Sep-13 RS Investment Management Co. LLC 32,241 32,241 355,296 Acquisition of shares RS Investment Management Co. LLC 5-Sep-13 35,757 35,757 367,606 Acquisition of shares RS Investment Management Co. LLC 6-Sep-13 33,400 364,932 Disposition of shares RS Investment Management Co. LLC 6-Sep-13 66,967 778,157 Acquisition of shares RS Investment Management Co. LLC 12-Sep-13 32,657 32,657 381,760 Disposition of shares RS Investment Management Co. LLC 12-Sep 13 21,403 244,850 Acquisition of shares RS Investment Management Co. LLC 13-Sep 13 33,895 395,894 Acquisition of shares RS Investment Management Co. LLC 23-Sep-13 14,873 172,229 Acquisition of shares RS Investment Management Co. LLC 24-Sep-13 20.340 234,927 Disposition of shares RS Investment Management Co. LLC 24-Sep 13 155,167 1,827,867 Acquisition of shares RS Investment Management Co. LLC $27-Sap-13$ 5,916 67,324 Acquisition of shares RS Investment Management Co. LLC $1 - 0c(-13)$ 35,946 409,065 Disposition of shares RS Investment Management Co. LLC 1-Oct-13 33,597 379,646 Acquisition of shares RS Investment Management Co. LLC 2-Oct-13 81.185 917,391 Acquisition of shares RS Investment Management Co. LLC 3-Oct-13 12,212 138,728 Disposition of shares RS Investment Management Co. LLC 11-Oct-13 3,238 31,875 Acquisition of shares RS Investment Management Co. LLC 18-Oct 13 58,091 60.459 602,776 Acquisition of shares RS Investment Management Co. LLC 21-Oct-13 15,000 149,550 Acquisition of shares RS Investment Management Co. LLC 25-Oct-13 36,719 371,963 Acquisition of shares RS Investment Management Co. LLC 29-Oct-13 96,759 996,618 Acquisition of shares RS Investment Management Co. LLC 31-Oct-13 106,096 109,236 1.089,083 Acquisition of shares RS Investment Management Co. LLC 8-Nov-13 485,628 500,000 4.960,000 Acquisition of shares RS Investment Management Co. LLC 11-Nov-13 359,074 369,701 3645,252 Acquisition of shares RS Investment Management Co. LLC 12-Nov 13 680,000 6 643,600 Acquisition of shares RS Investment Management Co. LLC 13-Nov-13 1,828,872 1,883,000 18.340,420 Acquisition of shares RS Investment Management Co. LLC 14-Nov-13 |
|||
|---|---|---|---|
| 33,480 | |||
| 0 | |||
| 21,403 | |||
| 33,895 | |||
| 14,873 | |||
| 20,340 | |||
| 71,782 | |||
| 5,916 | |||
| 35,946 | |||
| 33,597 | |||
| 81,185 | |||
| 12,212 | |||
| 3,236 | |||
| 14,414 | |||
| 36,719 | |||
| 19,825 | |||
| 660,453 | |||
4. Present relevant interests
$\ddot{\phantom{a}}$
$\hat{\boldsymbol{\beta}}$
$\ddot{\phantom{0}}$
$\tilde{\mathbf{x}}$
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| RS Investment Management Co. LLC | Bank of New York. Bassels |
Bank of New York. Brussels |
RS Investment Management Co. LLC is an investment adviser registered with the U.S. Securities and Exchange Commission with nower to exercise control over disposal of the securities on behalf of its clients. |
48.693 | 48.693 |
| RS Investment Management Co. LLC | Chase Nominees Limited |
Chase Nominees Limited |
Same as above | 138.101 | 138.101 |
| RS Investment Management Co. LLC | HSBC Custody Naminees (Australia) Limited |
HSBC Custody Nominees (Australia) Limiled |
Same as above | 24.729.966 | 24,651,704 |
| RS Investment Management Co. LLC | National Nominees Limited |
National Nominees Limited |
Same as above | 3.554.770 | 3.107.478 |
| RS Investment Management Co. LLC | Slate Street~ Nominees Limited |
*State Street- Nominees Limited |
Same as above | 1.924.550 | 1.924.550 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as fo
| _____ | _ |
|---|---|
| . | . |
| Name and ACN/ARSN (if applicable) | Nature of association |
| -------------------------------------- | ___ |
| Not Applicable ----------- |
`****** |
6. Addresses
$\overline{\phantom{a}}$
$\sim$ $\sim$
$\hat{\mathbf{r}}$
The addresses of persons named in this form are as follows:
| Name | Address h Weiße die texas auch erbenet nach die Verbereuntere bei defendend in nammen werden. Auch "wennen wege Linnetegene wegen werd |
|---|---|
| RS Investment Management Co. LLC _________ -- . |
One Bush Street, Suite 900 San Francisco, CA 94104 USA ________ |
Reserves
| Nina Gupta print name |
capacity Secretary |
|
|---|---|---|
| $-460712$ sign here |
12013 date 18. |