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ILLUMINA, INC. — Director's Dealing 2019
Feb 14, 2019
30440_dirs_2019-02-14_b7e5e87c-f5a0-40e1-8c5d-1937c65187a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2019-02-12
Reporting Person: Van Oene Mark (SVP Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-12 | Common Stock | M | 2887 | — | Acquired | 13779 | Direct |
| 2019-02-12 | Common Stock | A | 607 | — | Acquired | 14386 | Direct |
| 2019-02-12 | Common Stock | F | 1719 | $292.20 | Disposed | 12667 | Direct |
| 2019-02-12 | Common Stock | M | 2752 | — | Acquired | 15419 | Direct |
| 2019-02-12 | Common Stock | A | 578 | — | Acquired | 15997 | Direct |
| 2019-02-12 | Common Stock | F | 1163 | $292.20 | Disposed | 14834 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-12 | Performance Shares | $ | M | 2887 | Disposed | 2018-12-30 | Common Stock (2887) | Direct |
| 2019-02-12 | Performance Shares | $ | M | 2752 | Disposed | 2018-12-30 | Common Stock (2752) | Direct |
Footnotes
F1: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.
F2: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.
F3: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
F4: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
F5: Balance includes 108 shares acquired through Employee Stock Purchase Plan.