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ILLUMINA, INC. Director's Dealing 2019

Feb 14, 2019

30440_dirs_2019-02-14_b7e5e87c-f5a0-40e1-8c5d-1937c65187a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2019-02-12

Reporting Person: Van Oene Mark (SVP Chief Commercial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-12 Common Stock M 2887 Acquired 13779 Direct
2019-02-12 Common Stock A 607 Acquired 14386 Direct
2019-02-12 Common Stock F 1719 $292.20 Disposed 12667 Direct
2019-02-12 Common Stock M 2752 Acquired 15419 Direct
2019-02-12 Common Stock A 578 Acquired 15997 Direct
2019-02-12 Common Stock F 1163 $292.20 Disposed 14834 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-12 Performance Shares $ M 2887 Disposed 2018-12-30 Common Stock (2887) Direct
2019-02-12 Performance Shares $ M 2752 Disposed 2018-12-30 Common Stock (2752) Direct

Footnotes

F1: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

F2: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

F3: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F4: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F5: Balance includes 108 shares acquired through Employee Stock Purchase Plan.