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ILLUMINA, INC. — Director's Dealing 2012
Mar 7, 2012
30440_dirs_2012-03-07_1a5768a3-70ce-4646-863e-4d7255261b79.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2012-02-02
Reporting Person: Posard Matthew L. (Sr VP & GM, Consumer Genomics)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16807.0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.04 | 2017-01-25 | Common Stock (8334.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $28.45 | 2019-01-28 | Common Stock (17580.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $32.485 | 2018-01-29 | Common Stock (5032.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.04 | 2020-01-27 | Common Stock (27415.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $69.34 | 2021-01-31 | Common Stock (36225.0) | Direct |
Footnotes
F1: Includes 8,636 unvested restricted stock units which vest as follows: 1,512 shares vest on 1/27/12; 1,960 shares vest on 1/28/12; 800 shares vest on 1/31/12; 1,764 shares vest on 1/27/13; 1,200 shares vest on 1/31/13; 1,400 shares vest on 1/31/14.
F2: One -sixtieth (1/60) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one -sixtieth (1/60) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.
F3: One forty-eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.