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ILLUMINA, INC. — Director's Dealing 2012
Nov 20, 2012
30440_dirs_2012-11-20_03ec01b2-0546-4713-9dc9-c168fcfbd979.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2012-10-25
Reporting Person: Lewis Mark L (Sr VP & GM Molecular Biology)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 41885.0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.37 | 2018-12-15 | Common Stock (13000.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.04 | 2020-01-27 | Common Stock (49000.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $69.34 | 2021-01-31 | Common Stock (37500.0) | Direct |
Footnotes
F1: Includes 17,791 unvested restricted stock units which vest as follows: 2,250 shares vest on 1/27/13; 833 shares vest on 1/31/13; 3,594 shares vest on 3/8/13; 2,625 shares vest on 1/27/14; 1,250 shares vest on 1/31/14; 3,594 shares vest on 3/8/14; 1,458 shares vest on 1/31/15; 1,094 shares vest on 3/8/15; 1,093 shares vest on 3/8/16; and 19,688 unvested performance stock units, which represent contingent right to receive one share of common stock based on the Company's earnings per share for fiscal year ending 12/28/14. Number of shares issued will range from 50% to 150% of 19,688 performance stock units, based on Company's actual earnings per share for fiscal year ending 12/28/14 relative to pre-defined objectives.
F2: One-fourth (1/4) of the shares subject to the option become exercisable on the date indicated above, subject to optionee's continuing to be a service provider on such date. An additional one-forty eighth (1/48) of the shares subject to the option shall become exercisable each full month therafter, subject to optionee's continuing to be a service provider on such date.
F3: One forty-eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.